Chapter 1301:6-1 General Provisions

1301:6-1-01 Opinion as to value or merit of a security.

The division will not issue a statement or opinion as to the value or merit of any security nor give its endorsement to any security or plan of sale.

Five Year Review (FYR) Dates: 06/08/2015 and 06/08/2020
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.01, et seq.
Prior Effective Dates: 12/31/75

1301:6-1-03 [Rescinded] Public notice of promulgation of rule.

Effective: 9/26/2015
Five Year Review (FYR) Dates: 06/08/2015
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.01,etseq.
Prior Effective Dates: 12/31/75, 1/3/84, 8/10/98, 11/5/01

1301:6-1-05 Computation of time.[Rescinded].

Rescinded eff 7-30-09