Chapter 1301:6-1 General Provisions

1301:6-1-01 Opinion as to value or merit of a security.

The division will not issue a statement or opinion as to the value or merit of any security nor give its endorsement to any security or plan of sale.

Five Year Review (FYR) Dates: 06/08/2015 and 06/08/2020
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.01, et seq.
Prior Effective Dates: 12/31/75

1301:6-1-03 Public notice of promulgation of rule.

(A) Whenever the division proposes to adopt, amend or rescind any rule, the division will hold a public hearing. The hearing will be held at least thirty days after the proposed rule changes have been filed pursuant to section 119.03 of the Revised Code and after reasonable public notice has been given pursuant to this rule.

(B) Public notice shall consist of a statement of the division's intention to adopt, amend or rescind a rule, a general statement of the subject matter to which the proposed rule adoption, amendment, or recission relates, a statement of the purpose for adopting, amending, or rescinding the rule, and a statement designating the date, time and place of the hearing.

(C) Pursuant to section 119.037 of the Revised Code, at least thirty days prior to the date of the hearing, public notice shall be published in the register of Ohio on the internet at Public notice may also be published in the "Ohio Securities Bulletin" and on the division's web site.

R.C. 119.032 review dates: 08/27/2009 and 08/27/2014

Promulgated Under: 119.03

Statutory Authority: 1707.20

Rule Amplifies: 1707

Prior Effective Dates: 12-31-75, 1-3-84, 8-10-98, 11-5-01

1301:6-1-05 Computation of time.[Rescinded].

Rescinded eff 7-30-09