3772-5-01 Key employee license required.

(A) The following persons shall obtain and hold a key employee license:

(1) The following employees, and any employees in similar or equivalent positions, of a casino operator or management company applicant or licensee, whose employment relates directly to a casino facility:

(a) Assistant general manager;

(b) Audit manager;

(c) Casino manager;

(d) Chief compliance officer;

(e) Chief financial officer or controller, or both;

(f) Chief information officer;

(g) Chief of security;

(h) Electronic gaming device or slot machines manager;

(i) Gaming operations manager;

(j) General manager;

(k) Human resources manager;

(l) Information technology manager;

(m) Support operations manager;

(n) Surveillance manager; and

(o) Table games manager.

(2) Executive or managerial employees who perform the functions of principal executive officer, principal operating officer, principal accounting officer, or an equivalent officer of and who have the power to exercise significant influence over a casino operator, management company, or gaming related vendor applicant or licensee or of a holding company that controls a casino operator or management company applicant or licensee;

(3) Officers, directors, trustees and partners of and who have the power to exercise significant influence over a casino operator, management company, or gaming related vendor applicant or licensee or of a holding company that controls a casino operator or management company applicant or licensee;

(4) Employees of a casino operator, management company, or gaming related vendor applicant or licensee or of a holding company that controls a casino operator or management company applicant or licensee that also hold a direct or indirect ownership interest of more than one per cent in and who have the power to exercise significant influence over such casino operator, management company, or gaming related vendor applicant or licensee or in a holding company that controls a casino operator or management company applicant or licensee;

(5) Any other employee of a casino operator, management company, or gaming related vendor applicant or licensee or of a holding company that controls a casino operator or management company applicant or licensee who the commission determines exercises significant influence over decisions concerning any part of the operations of such casino operator, management company, or gaming related vendor applicant or licensee or of a holding company that controls a casino operator or management company applicant or licensee.

(B) A person employed as a key employee of a casino operator or management company applicant or licensee described in paragraph (A)(1) of this rule may not be employed concurrently by a gaming related vendor applicant or licensee, except that a person holding a key employee license may be employed by a licensed management company that is also licensed as a gaming related vendor.

Effective: 12/27/2011
R.C. 119.032 review dates: 12/16/2016
Promulgated Under: 119.03
Statutory Authority: 3772.03(D)(27) , 3772.033(M) , 3772.01(N) , 3772.13(C)
Rule Amplifies: 3772.01(N) , 3772.13(A) , 3772.13(C)