Chapter 3772-6 Gaming-Related Vendor Licenses

3772-6-01 Gaming-related vendor license.

The following shall obtain and hold a gaming-related vendor license:

(A) Any individual, partnership, corporation, association, trust, or any other group of individuals (however organized) who supplies gaming-related equipment, goods, or services to a casino operator or management company that are directly related to or affect casino gaming authorized under Chapter 3772. of the Revised Code, including but not limited to, the manufacture, sale, distribution, or repair of slot machines and equipment related to table games, as defined in section 3772.01 of the Revised Code ; and

(B) Any management company, as defined in section 3772.01 of the Revised Code, owning casino gaming devices, supplies, and equipment.

(C) Any individual, partnership, corporation, association, trust, or any other group of persons (however organized) that leases or otherwise permits a casino operator to use a casino facility to conduct or participate in the conduct of casino gaming.

Effective: 1/1/2017
Five Year Review (FYR) Dates: 10/14/2016 and 01/01/2022
Promulgated Under: 119.03
Statutory Authority: 3772.03, 3772.033
Rule Amplifies: 3772.09, 3772.12, 3772.121
Prior Effective Dates: 12/27/2011

3772-6-02 Gaming-related vendor license application, license period, and license renewal.

(A) An applicant for a gaming-related vendor license shall complete and submit the appropriate form(s) required by the commission and pay an application fee and license fee as described in rule 3772-6-03 of the Administrative Code.

(B) A gaming-related vendor license expires three years after the date of licensure.

(C) A gaming-related vendor may request renewal of the license by completing and submitting, not less than one hundred twenty days before the expiration of the license, the appropriate form(s) required by the commission and paying an application fee and a license fee as described in rule 3772-6-03 of the Administrative Code.

(D) All gaming-related vendors shall undergo a complete investigation at least once every three years, as determined by the commission, to verify that each remains in compliance with Chapter 3772. of the Revised Code and the rules adopted thereunder. The gaming-related vendor licensee shall bear the costs of the investigation.

(E) The commission may request any other information that would affect the gaming-related vendor's suitability to obtain, hold, and maintain a gaming-related vendor license under Chapter 3772. of the Revised Code or the rules adopted thereunder. The gaming-related vendor shall provide all information, documents and materials at the vendor's sole expense and cost.

(F) Pursuant to division (A) of section 3772.16 of the Revised Code, certain information submitted, collected, or gathered as part of an application to the commission for a gaming-related vendor license is confidential and not subject to disclosure as a record under section 149.43 of the Revised Code. The applicant should clearly identify those portions of the application that it deems to be confidential, proprietary commercial information or trade secrets. Applications shall be open to public inspection to the extent permitted by sections 149.43 and 3772.16 of the Revised Code.

Effective: 1/1/2017
Five Year Review (FYR) Dates: 10/14/2016 and 01/01/2022
Promulgated Under: 119.03
Statutory Authority: 3772.03, 3772.033
Rule Amplifies: 3772.03, 3772.09, 3772.12, 3772.121, 3772.16
Prior Effective Dates: 12/27/2011

3772-6-03 Gaming-related vendor fees.

(A) An applicant for an initial, new, or renewal gaming-related vendor license license shall pay a nonrefundable application fee of ten thousand dollars.

(B) The application fee for an initial, new, or renewal gaming-related vendor license license may be increased to the extent that the cost of the background investigation relating to an applicant exceeds the application fee set forth in paragraph (A) of this rule. The executive director of the commission, or the designee thereof, shall advise the applicant in writing that an additional application fee is required and the amount of the additional fee that must be provided. Once an applicant is directed to submit an additional application fee, the commission will take no additional steps with respect to the application until the increased application fee is paid in accordance with paragraph (D) of this rule.

(C) Upon approval by the commission, the applicant for an initial, new, or renewal gaming-related vendor license shall pay a nonrefundable license fee of fifteen thousand dollars.

(D) All fees shall be submitted to the commission in the form of a certified check, cashier's check, or electronic funds transfer payable to the treasurer of the state of Ohio.

Effective: 1/1/2017
Five Year Review (FYR) Dates: 10/14/2016 and 01/01/2022
Promulgated Under: 119.03
Statutory Authority: 3772.03, 3772.033, 3772.17, 3772.15
Rule Amplifies: 3772.03, 3772.09, 3772.12, 3772.121, 3772.17, 3772.15
Prior Effective Dates: 12/27/2011

3772-6-04 Duty to update information.

(A) All gaming-related vendors and holding companies thereof shall submit to the commission, in writing, the following information:

(1) Change of name;

(2) Change to the state of incorporation or principal place of business;

(3) Any bankruptcy filed;

(4) Any arrest, charge, or conviction, plea of guilty or no contest for any crime or offense occurring in any jurisdiction, excluding minor misdemeanor traffic offenses;

(5) Any inquiry into, investigation of, or action filed against the gaming-related vendor or holding company by any gaming regulatory agency or governmental gaming authority, except for routine renewal application reviews;

(6) Any rejection, suspension, revocation, or denial of any gaming-related application or license, and any fine, penalty, or settled amount relating to any gaming-related license imposed upon or agreed to in any jurisdiction; and

(7) Any other information that would affect the gaming-related vendor's or holding company's suitability to maintain a gaming-related vendor license under Chapter 3772. of the Revised Code or the rules adopted thereunder.

(B) All information required to be submitted under this section must include the name and license number, if applicable, of the gaming-related vendor and be submitted within ten calendar days of the change or occurrence of the event.

Replaces: 3772-6-04

Effective: 1/1/2017
Five Year Review (FYR) Dates: 01/01/2022
Promulgated Under: 119.03
Statutory Authority: 3772.03, 3772.033, 3772.05, 3772.10
Rule Amplifies: 3772.03, 3772.05, 3772.10 , 3772.16
Prior Effective Dates: 12/27/2011, 12/21/2013

3772-6-05 Affirmative license standards.

(A) An applicant for a gaming-related vendor license shall establish, by clear and convincing evidence, the applicant's suitability for licensure.

(B) In determining whether to grant, maintain, or renew a gaming-related vendor license, the commission shall evaluate and consider the following factors in addition to those set forth in Chapter 3772. of the Revised Code:

(1) The reputation and business experience of the gaming-related vendor and its holding companies;

(2) Whether the gaming-related vendor and its holding companies possess good character, honesty, and integrity;

(3) Whether the gaming-related vendor and its holding companies possess financial stability, integrity, and responsibility;

(4) The ability of the gaming-related vendor to purchase and maintain adequate liability and casualty insurance;

(5) The compliance history of the gaming-related vendor, its holding companies, and its affiliates or affiliated companies with casino-related licensing requirements in this state or any other jurisdiction;

(6) The criminal history of the gaming-related vendor and its holding companies in any jurisdiction;

(7) Whether and to what extent the gaming-related vendor or its holding companies have associated with members of organized crime and other persons of disreputable character;

(8) Whether the gaming-related vendor or its holding companies have filed or had filed against it a proceeding for bankruptcy or have ever been involved in any formal process to adjust, defer, suspend, or otherwise resolve the payment of any debt;

(9) Whether the gaming-related vendor or its holding companies have been served with a complaint or other notice filed with any public body regarding a payment of any tax required under federal, state, or local law that has been delinquent for one or more years;

(10) Whether the gaming-related vendor or its holding companies have been a defendant in litigation involving its business practices during the past ten years;

(11) The extent to which the gaming-related vendor or its holding companies have cooperated with the commission in connection with the background investigation;

(12) The extent to which the gaming-related vendor or its holding companies have provided accurate and complete information as required by the commission;

(13) Whether awarding the license would undermine the public's confidence in the casino gaming industry in this state; and

(14) The suitability of any material person as determined by the executive director or his/her designee.

Effective: 1/1/2017
Five Year Review (FYR) Dates: 10/14/2016 and 01/01/2022
Promulgated Under: 119.03
Statutory Authority: 3772.03
Rule Amplifies: 3772.03 , 3772.07, 3772.10, 3772.12, 3772.121
Prior Effective Dates: 4/1/2012