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This website publishes administrative rules on their effective dates, as designated by the adopting state agencies, colleges, and universities.

Chapter 3304-1 | General Rules

 
 
 
Rule
Rule 3304-1-01 | Purpose of the opportunities for Ohioans with disabilities agency.
 

The opportunities for Ohioans with disabilities agency ("OOD") is the sole state agency designated to administer the plan under the Rehabilitation Act of 1973, 87 Stat. 355, 29 U.S.C. 701. Section 221(a) and 1633 of the Social Security Act as amended provides that disability determinations will be made by the state unless notified by the commissioner in writing of otherwise. Any reference in agency 3304 and division 3304:1 of the Administrative Code to the Ohio rehabilitation services commission (RSC) shall now be a reference to opportunities for Ohioans with disabilities agency (OOD). OOD is composed, in part, of two bureaus and one division:

(A) The bureau of vocational rehabilitation ("BVR") provides vocational rehabilitation services to persons with disabilities other than visual.

(B) The bureau of services for the visually impaired ("BSVI") provides vocational rehabilitation services to persons who are legally blind, and to persons who are visually impaired.

(C) The division of disability determination ("DDD") makes determinations on all claims for social security disability insurance benefits and supplemental security income payments based on law, regulations, and written guidelines issued by the social security administration.

Supplemental Information

Authorized By: 3304.15, 3304.16
Amplifies: 3304.15, 3304.16
Five Year Review Date: 8/1/2024
Prior Effective Dates: 10/29/1981, 10/3/1983
Rule 3304-1-04 | Duties of the OOD executive director.
 

The OOD executive director shall perform the following duties:

(A) Appoint, remove, or take any other disciplinary action with an OOD employee that the executive director deems necessary, without engaging in any unlawful discriminatory practices based upon age (forty years or older), color, disability, national origin, race, religion, sexual orientation, sex (including sexual harassment), or veteran status.

(B) Sign or authorize designees to sign all grants and contract service agreements awarded by OOD to individuals, and to public and other non-profit agencies and organizations.

(C) Ensure that every contract service agreement and grant that is awarded by OOD shall be audited on the basis of the terms and conditions of the contract service plan or grant, and that an audit exception shall be taken or awarded based upon the audit results.

Supplemental Information

Authorized By: 3304.15, 3304.16
Amplifies: 3304.14, 3304.15, 3304.16, 4112.01(A)(2), 4112.02(A)
Five Year Review Date: 12/31/2023
Prior Effective Dates: 9/22/2008
Rule 3304-1-08 | Method of notice for public hearings.
 

(A) OOD shall conduct a public hearing for all administrative rules filed in compliance with Chapter 119. of the Revised Code.

(B) At least thirty days before the public hearing, OOD shall prepare a notice of public hearing, which includes all of the following:

(1) A statement that it is OOD's intention to propose, amend, or rescind rules.

(2) The date, time, and location of the public hearing.

(3) A general statement of the subject matter to which the proposed rule(s), amendment(s), or rescission(s) relate.

(4) The reason for proposing, amending, or rescinding the rule(s).

(5) A statement that the rule(s) shall be available for review on the OOD website.

(6) A statement that the public hearing shall be conducted in accordance with Chapter 119. of the Revised Code.

(C) At least thirty days before the public hearing, the notice of public hearing shall:

(1) Be posted on the OOD website at https://ood.ohio.gov/;

(2) Be sent by mailing electronically or otherwise to affected providers or other interested parties who have opted-in to receive notices from OOD through the administrative rules mailbox at OOD.AdministrativeRules@ood.ohio.gov; and

(3) Be sent by mailing electronically or otherwise to each member of the OOD council.

(D) At least thirty days before the public hearing, OOD shall submit the notice of public hearing to the legislative service commission for publication in the register of Ohio.

Supplemental Information

Authorized By: 3304.15, 3304.16
Amplifies: 119.03(A)(4)
Five Year Review Date: 11/1/2025
Prior Effective Dates: 11/10/1997, 9/23/2019
Rule 3304-1-09 | Compensation for commissioners.
 
This is an Internal Management (IM) rule governing the day-to-day staff procedures and operations within an agency.

Commissioners will be paid a salary as defined in division (J) of section 124.15 of the Revised Code.

Supplemental Information

Authorized By: 3304.16(A)
Amplifies: 3304.12(C)
Five Year Review Date:
Prior Effective Dates: 1/20/1981
Rule 3304-1-10 | Audits.
 

(A) OOD shall audit organizations or individuals receiving its funds as it deems necessary to assure proper control of those funds.

(1) After the OOD executive director's determination of audit findings, OOD shall release the following to the audited party:

(a) The audit report; and

(b) The appeal procedures; and if applicable,

(c) A request for a billing if OOD owes money to the audited party, or a bill if the audited party owes money to OOD.

(2) If the audited party does not file an objection or a request for clarification by the deadline listed in paragraph (B)(1) of this rule, if it owes OOD money, and if the amount owed is not submitted within forty-five days of receipt of OOD's billing, the account shall be submitted to the attorney general for collection.

(3) The audit shall be closed when one of the following occurs:

(a) Neither the audited party nor OOD owes money to the other and the deadline for submitting an objection or request for clarification (listed in paragraph (B)(1) of this rule) has passed; or

(b) OOD approves the audited party's billing for payment; or

(c) The audited party submits its payment to OOD; or

(d) An audit is turned over to the attorney general's office for non-payment.

(4) After the audit is closed, the audit report shall be released to the auditor of state and to the OOD division of finance. Other parties may receive copies upon request and upon payment of duplication and mailing costs.

(B) If the audited party objects to the audit report in paragraph (A)(1)(a) of this rule or requires an explanation of it, the objection to the report or request for an explanation shall be made in this manner:

(1) The written objection or request for clarification shall be sent to the OOD executive director by certified mail (return receipt requested) within ten calendar days of receipt of the OOD audit report.

(2) The audited party shall then have thirty days after sending the letter of objection to OOD, or thirty days after receipt of OOD's clarification, to submit written substantiation that the findings are not correct; this written substantiation shall be submitted to OOD.

(3) After determination by the OOD executive director, OOD shall notify the audited party, by mail, about the determination; and, when applicable, shall also mail a request for a billing if OOD owes money to the audited party or a bill if the audited party owes money to OOD.

(4) The audit shall be closed as described in paragraphs (A)(3) to (A)(3)(b) of this rule, and then the audit report shall be released as described in paragraph (A)(4) of this rule.

(5) If the amount owed to OOD is not paid within forty-five days of receipt of OOD's billing, the account shall be submitted to the attorney general for collection.

Supplemental Information

Authorized By: 3304.15, 3304.16
Amplifies: 3304.15, 3304.16
Five Year Review Date: 12/31/2023
Prior Effective Dates: 11/10/1997, 1/7/2003
Rule 3304-1-11 | Accessibility to meetings, conferences, and seminars; and RSC offices.
 
This is an Internal Management (IM) rule governing the day-to-day staff procedures and operations within an agency.

(A) All meetings, conferences, and seminars sponsored by OOD shall be held in buildings that are in compliance with accessibility standards established by the Americans with Disabilities Act of 1990 and Ohio law, rules and code.

(B) All announcements for meetings, conferences, and seminars shall include a notice indicating that services shall be made available to sensory-impaired persons attending the meeting, if requested within specified timeframes in the notice.

Supplemental Information

Authorized By: 3304.16
Amplifies: 3304.15, 3304.16
Five Year Review Date:
Prior Effective Dates: 2/11/2010
Rule 3304-1-13 | Deadline for submitting a bill to RSC for payment.
 

When OOD purchases a good or service from any vendor or service provider, the vendor or service provider shall submit the bill to OOD within ninety days of OOD's acceptance of the good or service or within ninety days of the date OOD becomes aware of a bill being due. If the vendor or service provider cannot submit the bill within ninety days, the vendor or service provider may request an extension indicating the reason for needing an extension and the amount of time needed. The request for an extension must be made in writing to the OOD executive director or his designee at least thirty days before the bill is due. If the bill is not submitted to OOD within ninety days of acceptance of the good or service or if a written extension is not requested, OOD may not pay the bill. When OOD asks a vendor to bill a third party before billing OOD, that vendor shall submit the bill within ninety days of receiving payment from the third party.

Supplemental Information

Authorized By: 3304.15, 3304.16
Amplifies: 3304.16
Five Year Review Date: 8/1/2024
Prior Effective Dates: 1/7/2003
Rule 3304-1-14 | Purchases from minority business enterprises, and from encouraging diversity, growth and equity vendors.
 

(A) OOD shall purchase goods and services from certified minority business enterprise ("MBE") providers in accordance with state of Ohio purchasing guidelines.

(B) OOD will purchase goods and services from a certified historically under-utilized business (HUB) encouraging diversity, growth and equity ("EDGE") vendors in accordance with state of Ohio purchasing guidelines.

Supplemental Information

Authorized By: 3304.16
Amplifies: 3304.15
Five Year Review Date: 12/31/2023
Rule 3304-1-15 | Employee access to confidential information.
 

(A) All personal information systems of the opportunities for Ohioans with disabilities agency (OOD) shall be maintained in accordance with Chapter 1347. of the Revised Code.

(B) For the purposes of this rule, the following definitions apply:

(1) "Access" as a noun means an opportunity to copy, view, or otherwise perceive whereas "access" as a verb means to copy, view, or otherwise perceive.

(2) "Acquisition of a new computer system" means the purchase of a "computer system" as defined in this rule, that is not a computer system currently in place or one for which the acquisition process has been initiated as of the effective date of this rule.

(3) "Computer system" means a "system" as defined by section 1347.01 of the Revised Code, that stores, maintains, or retrieves personal information using electronic data processing equipment.

(4) "Confidential personal information" (CPI) has the meaning as defined by division (A)(1) of section 1347.15 of the Revised Code and identified by rules promulgated by the agency in accordance with division (B)(3) of section 1347.15 of the Revised Code that reference the federal or state statutes or administrative rules that make personal information maintained by the agency confidential.

(5) "Employee" means each employee of OOD regardless of whether the employee is a public official or public employee.

(6) "Incidental contact" means contact with the information that is secondary or tangential to the primary purpose of the activity that resulted in the contact.

(7) "Individual" means a natural person or the natural person's authorized representative, legal counsel, legal custodian, or legal guardian.

(8) "Information owner" means the individual appointed in accordance with division (A) of section 1347.05 of the Revised Code to be directly responsible for a system.

(9) "Person" means natural person.

(10) "Personal information" has the same meaning as defined in division (E) of section 1347.01 of the Revised Code.

(11) "Personal information system" means a "system" that "maintains" "personal information" as those terms are defined in section 1347.01 of the Revised Code. "System" includes manual and computer systems.

(12) "Research" means a methodical investigation into a subject.

(13) "Routine" means common place, regular, habitual or ordinary.

(14) "Routine information that is maintained for the purpose of internal office administration, the use of which would not adversely affect a person" as that phrase is used in division (F) of section 1347.01 of the Revised Code means personal information relating to OOD's employees that is maintained by OOD for administrative and human resource purposes.

(15) "System" has the same meaning as defined by division (F) of section 1347.01 of the Revised Code.

(16) "Upgrade" means a substantial redesign of an existing computer system for the purpose of providing a substantial amount of new application functionality, or application modifications that would involve substantial administrative or fiscal resources to implement, but would not include maintenance, minor updates and patches, or modifications that entail a limited addition of functionality due to changes in business or legal requirements.

(C) Procedures for accessing confidential personal information. For personal information systems, whether manual or computer systems, that contain confidential personal information, OOD shall do the following:

(1) Establish criteria for accessing confidential personal information. Personal information systems of the agency are managed on a "need-to-know" basis whereby the information owner determines the level of access required for an OOD employee to fulfill the employee's job duties. The determination of access to confidential personal information shall be approved by the employee's supervisor and the information owner prior to providing the employee with access to confidential personal information within a personal information system. OOD shall establish procedures for determining a revision to an employee's access to confidential personal information on a change to that employee's job duties including, but not limited to, transfer or termination. Whenever an employee's job duties no longer require access to confidential personal information in a personal information system, the employee's access to confidential personal information shall be removed.

(2) Respond to an individual's request for a list of confidential personal information. On the signed written request of any individual for a list of confidential personal information about the individual maintained by OOD, OOD shall do the following:

(a) Verify the identity of the individual by a method that provides safeguards commensurate with the risk associated with the confidential personal information;

(b) Provide to the individual the list of confidential personal information that does not relate to an investigation about the individual or is otherwise not excluded from the scope of Chapter 1347. of the Revised Code; and

(c) Inform the individual that OOD has no confidential personal information about the individual that is responsive to the individual's request if all information maintained by OOD relates to an investigation about the individual.

(D) Notify an individual whose confidential personal information maintained by OOD is accessed for an invalid reason.

(1) On discovery or notification that confidential personal information of a person has been accessed by an employee for an invalid reason, OOD shall notify the individual whose information was invalidly accessed as soon as practical and to the extent known at the time. However, OOD shall delay notification for a period of time necessary to ensure that the notification would not delay or impede an investigation of invalid access or jeopardize homeland or national security. Additionally, OOD may delay the notification consistent with any measures necessary to determine the scope of the invalid access, including which individuals' confidential personal information invalidly was accessed, and to restore the reasonable integrity of the manual or computer system that contains the confidential personal information that was invalidly accessed.

"Investigation" as used in this paragraph means the investigation of the circumstances and involvement of an employee surrounding the invalid access of the confidential personal information. Once OOD determines that notification would not delay or impede an investigation, OOD shall disclose the access to confidential personal information made for an invalid reason to the individual.

(2) Notification provided by OOD shall inform the individual of the type of confidential personal information accessed and, if known, the date(s) of the invalid access.

(3) Notification may be made by any method reasonably designed to accurately inform the individual of the invalid access, including written, electronic, or telephone notice.

(E) Appoint a data privacy point of contact. The OOD executive director or designee shall designate an employee of OOD to serve as the data privacy point of contact. The data privacy point of contact shall work with the chief privacy officer within the state of Ohio's office of information technology to assist OOD with both the implementation of privacy protections for the confidential personal information that OOD maintains and compliance with section 1347.15 of the Revised Code and the rules adopted pursuant to the authority provided by that chapter.

(F) Complete a privacy impact assessment. The data privacy point of contact for OOD shall timely complete the privacy impact assessment form developed by the office of information technology.

(G) Pursuant to the requirements of division (B)(2) of section 1347.15 of the Revised Code, this rule contains a list of valid reasons, directly related to OOD's exercise of its powers or duties, for which only authorized OOD employees may access confidential personal information (CPI) regardless of whether the personal information system is a manual system or computer system:

(1) Responding to a public records request;

(2) Responding to a request from an individual for the list of CPI OOD maintains on that individual;

(3) Administering a constitutional provision or duty;

(4) Administering a statutory provision or duty;

(5) Administering an administrative rule provision or duty;

(6) Complying with any state or federal program requirements;

(7) Processing or payment of claims, other financial activities, or otherwise administering a program with individual participants or beneficiaries;

(8) Auditing purposes;

(9) Licensure, permit, eligibility, and filing processes;

(10) Investigation or law enforcement purposes;

(11) Administrative hearings or evidentiary review by a hearing examiner;

(12) Litigation, complying with an order of the court, or subpoena;

(13) Human resource matters (e.g., hiring, promotion, demotion, discharge, salary/compensation issues, leave requests/issues, time card approvals/issues, payroll, Federal Medical Leave Act issues, disability issues, employee assistance program issues);

(14) Complying with an executive order or policy;

(15) Complying with an OOD policy or procedure, or a state administrative policy or directive issued by the department of administrative services (DAS), the office of budget and management (OBM), or other similar state agency;

(16) Complying with a collective bargaining agreement provision;

(17) Administering an OOD program;

(18) Facilitating operational efficiencies or responding to complaints, grievances or appeals against OOD; or

(19) Maintaining data systems or performing information technology responsibilities.

(H) Confidentiality. The following federal statues or regulations or state statues and administrative rules make personal information maintained by OOD confidential:

(1) Social security numbers pursuant to 5 U.S.C. 552a, unless the individual was told that the number would be disclosed;

(2) Bureau of criminal investigation and information criminal records check results pursuant to section 4776.04 of the Revised Code;

(3) Personal information identified by the state vocational rehabilitation services program pursuant to 34 C.F.R. 361.38 in effect on the effective date of this rule;

(4) Any personal information identified in rule 3304-2-63 of the Administrative Code;

(5) Any personal information that is considered confidential under section 149.43 and section 3304.21 of the Revised Code.

(6) Employee assistance program records as stated in section 124.88 of the Revised Code.

(7) Medical records of OOD employees or their family members: "Family Medical Leave Act of 1993," Pub. L. No. 103-3; 29 U.S.C. Sec. 260 as implemented in 29 C.F.R. 825.500; Section I of the "Americans with Disabilities Act of 1990," 42 U.S.C. Sec. 12112(d).

(I) For personal information systems that are computer systems and contain confidential personal information, OOD shall do the following:

(1) Access restrictions. Access to confidential personal information that is kept electronically shall require a password or other authentication measure.

(2) Acquisition of a new computer system. When OOD acquires a new computer system that stores, manages or contains confidential personal information, OOD shall include a mechanism for recording specific access by employees of OOD to confidential personal information in the system.

(3) Upgrading existing computer systems. When OOD modifies an existing computer system, OOD shall make a determination whether the modification constitutes an upgrade. Any upgrades to a computer system, or acquisition of a new computer system, shall include a mechanism for recording specific access by OOD employees to confidential personal information in the system.

(J) Logging requirements regarding confidential personal information in existing computer systems.

(1) Employees who access confidential personal information within computer systems shall maintain a log that records that access unless a mechanism automatically records specific access by OOD employees to that computer system.

(2) Access to personal confidential information is not required to be entered into the log under the following circumstances:

(a) The OOD employee is accessing confidential personal information for official OOD purposes, including research, and the access is not specifically directed toward a specifically named individual or a group of specifically named individuals.

(b) The OOD employee is accessing confidential personal information for routine office procedures and the access is not specifically directed toward a specifically named individual or a group of specifically named individuals.

(c) The OOD employee comes into incidental contact with confidential personal information and the access of the information is not specifically directed toward a specifically named individual or a group of specifically named individuals;

(d) The OOD employee accesses confidential personal information about an individual based upon a request made under either of the following circumstances:

(i) The individual requests confidential personal information about himself/herself; or

(ii) The individual makes a request that OOD takes some action on that individual's behalf and accessing the confidential personal information is required to consider or process that request.

(K) Log management. The agency shall issue a policy that specifies the following:

(1) The form or forms for logging and in what format;

(2) Who shall maintain the log;

(3) What information shall be captured in the log;

(4) How the log shall be stored; and

(5) How long information kept in the log is to be retained.

(L) Nothing in this rule limits OOD from requiring logging in any circumstance that it deems necessary.

Last updated May 15, 2021 at 12:07 PM

Supplemental Information

Authorized By: 3304.15(C)(1), 3304.21
Amplifies: 1347.15, 1347.99
Five Year Review Date: 5/15/2026
Prior Effective Dates: 10/29/2015