(A) The applicant must provide all
materials required by section 3772.11 of the Revised Code.
(B) The applicant must provide the location where it is
requesting to conduct casino gaming and proof that it is the property owner or
is authorized by the property owner to operate casino gaming at the designated
location.
(C) The applicant must provide its
organization documents, including its other names and addresses, all businesses
operated by the applicant, all holding companies, intermediaries, subsidiaries,
affiliates or other business type entities, and any other states where the
applicant conducts business.
(D) The applicant must provide the names
and addresses of all current principals associated with the
applicant.
(E) The applicant must provide
information concerning the compensation of current principals. The applicant
must further provide compensation information for all employees who earn over
one hundred and fifty thousand dollars.
(F) The applicant must provide a
description of its bonus, profit sharing, pension, retirement, deferred
compensation, and any other similar plans.
(G) The applicant must provide all stock
information requested in the application.
(H) The applicant must disclose the
ownership interests of current partners of the applicant.
(I) The applicant must list the holder(s)
and describe the nature of any long term debt. Long term debt means debt that
matures more than one year from the date of issuance or which, by its terms, is
renewable for a period of more than one year from the date of
issuance.
(J) The applicant must list the holder(s)
of and describe the nature, type, terms, conditions and covenants of all
outstanding loans, mortgages, trust deeds, pledges, lines of credit, or other
evidence of indebtedness or security interests, other than those described
previously, utilized by the applicant and any holding companies, intermediary
subsidiaries, affiliates, and any other similar business entities of the
applicant.
(K) The applicant must provide a detailed
description of any options existing or to be created with respect to securities
issued by the applicant, including the title and amount of securities subject
to option; the year or years during which the options were or will be granted;
the conditions under which the options were or will be granted; the
consideration for granting the option; the year or years during which and the
terms under which optionees became or will become entitled to exercise the
options; and when such options expire.
(L) The applicant must provide
information concerning the beneficial owners of security options.
(M) The applicant must provide information with respect to
each bank, savings and loan association, or other financial institution,
whether domestic or foreign, in which the applicant has an account regardless
of whether such account is held in the name of the applicant, a nominee of the
applicant, or is otherwise under the direct or indirect control of the
applicant.
(N) The applicant must provide information with respect to
all contracts, agreements, and management agreements, written or oral, that the
applicant has entered into or intends to enter into related to its casino
facility. This includes all contracts or agreements of one hundred thousand
dollars or more in value or from whom the corporation has received one hundred
thousand dollars or more in goods or services in the last twelve months. All
management agreements, regardless of compensation level, must be
provided.
(O) The applicant must provide information for each change
that occurred within the last three years, in the beneficial ownership of the
equity securities of the applicant on the part of any person who is indirectly
or directly a beneficial owner of more than five per cent of any class of an
equity security of the applicant or who is or was within that period a director
or officer of the corporation. The applicant must include changes resulting
from (1) gift; (2) purchase; (3) sale; (4) exercise of an option to purchase;
(5) exercise of an option to sell; (6) grant or receipt of a put; or (7) grant
or receipt of a call.
(P) The applicant must provide information about any
offenses or charges the applicant may have committed or had filed against
them.
(Q) The applicant must provide information regarding
whether the applicant has ever been called to testify before, been the subject
of an investigation conducted by, or requested to take a polygraph exam by any
governmental agency, court, committee, grand jury, or investigatory body
(municipal, state, county, provincial, federal, national, etc.) other than in
response to minor misdemeanor traffic offenses.
(R) The applicant must describe all existing litigation and
any settled or closed legal action over the last three years in which the
applicant is or was a party, whether in this state or in another jurisdiction.
This description must include the title and docket number of the litigation,
the name and location of the court before which it is pending, the identity of
all parties to the litigation, the general nature of all claims being made and
the nature of any judgments or court dispositions. The applicant must list most
recent litigation first.
(S) The applicant must provide all information regarding a
judgment, order, consent decree, or consent order pertaining to a violation or
alleged violation of the federal antitrust, trade regulation or securities
laws, or similar laws of any state, province or country entered against
it.
(T) The applicant must provide the following information
regarding any application filed by the applicant in any jurisdiction for a
license, permit, or other authorization to participate in lawful gambling
operations within the last three year period:
(1) The type of license,
permit, or authorization;
(2) The name and location
of the governmental agency from which the license, permit, or authorization was
sought;
(3) The application
number;
(4) Whether the license,
permit, or other authorization was issued or denied and the date of
disposition;
(5) If a license, permit,
or authorization was denied, the reasons for denial;
(6) If a license, permit,
or authorization was issued, the license, permit, or authorization number,
current status, and location of each licensed, permitted or authorized
facility;
(7) If a license, permit,
or authorization was issued, whether it was subsequently revoked or suspended
and the reasons for revocation or suspension; and
(8) If a license, permit,
or authorization was issued, whether the holder of such license, permit, or
authorization was fined, penalized, or otherwise sanctioned and the reasons and
circumstances for such fine, penalization, or sanction.
(U) The applicant must provide all information regarding
bribes or kick backs made or alleged to have been made by or on behalf of the
applicant during the last three years. The applicant must also provide any bank
accounts not reflected on its books and records regarding contributions,
disbursements, and accounts.
(V) The applicant must submit any documents relating to any
oral or written agreements entered on behalf of the applicant and any
governmental entity or subdivision thereof in Ohio.
(W) An initial or new applicant must provide a description
of any proposed casino gaming operation at a casino facility,
including:
(1) Detailed operational
plans, including responsible gambling, employment, background checks, and
training;
(2) A facility plan with
a drawing of the facility;
(3) Estimated start-up
costs and proposed capitalization, including the cost of casino construction
through which an initial applicant must demonstrate proposed compliance with
the investment requirements set forth in section 3772.27 of the Revised Code;
and
(4) The expected date for
successful completion of the facility.