Rule 3772-3-02 | Passive behavior.
(A) Any investor in a casino operator, management company, holding company, or gaming-related vendor that falls below the threshold needed to be considered a holding company or institutional investor must not:
(1) Exercise influence over the affairs of the casino operator, management company, holding company, or gaming-related vendor;
(2) Use or authorize the use of authority or influence of its employees, members, or owners to secure anything of value or the promise or offer of anything of value that is of such character as to manifest a substantial and improper influence in relation to casino gaming in this state; or
(3) Participate in any other conduct in relation to the operation of casino gaming that the executive director considers inconsistent with passive institutional investment status.
(B) Any investor failing to comply with this rule will no longer be considered a passive investor.
Last updated January 3, 2022 at 10:41 AM
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