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Rule 1301:3-8-01 | Definitions.

...(A) "ASME" means the American society of mechanical engineers. Reference material from this organization can be located at www.asme.org or by calling 1-800-THE-ASME. (B) "Division" means the division of industrial compliance in the Ohio department of commerce. (C) "Procedure Qualification Records" has the same meaning as that term is defined by the Ohio board of building standards in section...

Rule 1301:3-8-02 | Certification of performance qualification records of welders and brazers; performance qualifications and proof of continuity of welders and brazers.

...(A) Each owner, prior to the commencement of welding and brazing work, shall sign the procedure qualification records and procedure specification of each welder and brazer, certifying that the performance qualification of each welder and brazer is in accordance with ASME Boiler & Pressure Vessel Code, Section IX: "Qualification Standard for Welding, Brazing, and Fusing Procedures; Welders; Brazers...

Rule 1301:3-11-01 | Definitions.

...The following definitions apply to all rules in Chapter 1301:3-11 of the Administrative Code: (A) "Board" means the elevator safety review board, as created pursuant to section 4785.09 of the Revised Code. (B) "Disqualifying offense" has the following meaning: (1) For applicants seeking to renew an elevator mechanic's license, any offense that is a felony. (2) For initial applicants (tho...

Rule 1301:3-11-05 | Elevator contractor's and mechanic's license application review process; Disqualifying offenses.

...(A) Upon approval of the applicant's qualifications, the division shall notify the applicant it has been approved to obtain an elevator contractor's license pending receipt of proof of insurance coverage as required by section 4785.07 of the Revised Code, if proof of coverage has not yet been provided by the applicant. (B) (1) Upon approval of the applicant's qualifications, the division shall ...

Rule 1301:3-11-07 | Fees for elevator contractor's license and elevator mechanic's license.

...(A) The fees for applications for examination, issuance of licenses, and biennial renewal of licenses are as follows: (1) One hundred dollars for application for examination and for reexamination, if the examination is administered by the division of industrial compliance; (2) One thousand dollars for issuance of an elevator contractor's license; (3) Two hundred fifty dollars for issuance of an...

Rule 1301:3-11-10 | Testing agency approval; Continuing education and training provider approval.

...(A) (1) In order to obtain approval to administer the elevator mechanic's examination, as required by division (D)(1)(b) of section 4785.04 of the Revised Code, a testing agency shall apply to the division on a form prescribed and furnished by the division. The testing agency shall provide the following information to the division on the application form prescribed by the division: (a) Name, a...

Rule 1301:5-1-06 | Termination of brokerage affiliation.

...(A) Any principal broker who, for any reason, other than the request of the superintendent, returns the license of a a licensee affiliated with the brokerage shall give the licensee notice in writing by hand delivery, mail, facsimile or email within three business days of returning the licensee's license to the division. The principal broker must maintain proof of delivery of the notice to the aff...

Rule 1301:5-1-06 | Termination of brokerage affiliation.

...(A) Any principal broker who, for any reason, other than the request of the superintendent, returns the license of a a licensee affiliated with the brokerage shall give the licensee notice in writing by hand delivery, mail, facsimile or email within three business days of returning the licensee's license to the division. The principal broker must maintain proof of delivery of the notice to the affiliated licensee and...

Rule 1301:5-1-07 | Placing a brokers license on deposit.

...(A) A real estate broker may at any time make application, on a form prescribed by the superintendent, to place the broker's license on deposit with the division. (B) The broker's license may remain on deposit with the division indefinitely, provided that: (1) The broker complies with the post-licensure education requirements of section 4735.07 of the Revised Code; and (2) The broker complies w...

Rule 1301:5-1-12 | Open public meetings.

...(A) Any person may ascertain the time and place of all regularly scheduled meetings and the time, place, and purpose of all special meetings by: (1) Writing to the following address - "Ohio Real Estate Commission, Division of Real Estate and Professional Licensing, 77 South High Street, 20th floor, Columbus, Ohio 43215-6133"; (2) Calling the following telephone number during normal business ...

Rule 1301:5-1-12 | Open public meetings.

...(A) Any person may ascertain the time and place of all regularly scheduled meetings and the time, place, and purpose of all special meetings by: (1) Writing to the following address - "Ohio Real Estate Commission, Division of Real Estate and Professional Licensing, 77 South High Street, 20th floor, Columbus, Ohio 43215-6133"; (2) Calling the following telephone number during normal business ...

Rule 1301:5-1-12 | Open public meetings.

...(A) Any person may ascertain the time and place of all regularly scheduled meetings and the time, place, and purpose of all special meetings by: (1) Writing to the following address - "Ohio Real Estate Commission, Division of Real Estate and Professional Licensing, 6606 Tussing Road PO Box 4008Reynoldsburg, OH 43068"; (2) Calling the following telephone number during normal business hours - 614-466-4100; or (3) Ac...

Rule 1301:5-1-15 | Education requirements for brokers and salespersons.

...(A) To establish an individual's satisfactory completion of the educational requirements prescribed in sections 4735.07 and 4735.09 of the Revised Code, the individual shall present to the division of real estate and professional licensing a properly issued certificate, transcript or similar documentation from the institution or entity at which the course of education was completed. (B) The post-...

Rule 1301:5-1-18 | Disciplinary sanctions.

...(A) Pursuant to division (I) of section 4735.051 of the Revised Code, the following shall apply: (1) The real estate commission may include, at its sole discretion, any combination of sanctions in its order; (2) Where multiple violations of the Revised Code are found in a single case, the real estate commission's order shall specifically state the sanction(s) applicable to each violation. (...

Rule 1301:5-1-21 | Team advertising.

...(A) For purposes of this rule, "team" includes any group of two or more associated real estate licensees affiliated with the same brokerage and any other non-licensed professionals, such as administrative assistants and other professionals specializing in real estate related fields who advertise together in a group with a group name and that name is not licensed pursuant to Chapter 4735. of th...

Rule 1301:5-3-15 | Educational instruction.

...The post-licensure instruction as prescribed in division (G)(1) of section 4735.07 and in division (J) of section 4735.09 of the Revised Code shall not be offered to a licensee in which the instruction exceeds eight hours in any one calendar day.

Rule 1301:5-6-06 | Refusal to acknowledge or sign agency disclosure forms.

...(A) (1) If a purchaser or seller declines to acknowledge receipt of the "Consumer Guide to Agency Relationships" required pursuant to section 4735.56 of the Revised Code or sign an agency disclosure form that is presented as required by section 4735.58 of the Revised Code, the licensee shall note the following on the bottom of the form: (a) The party(ies) to whom the form was presented; (b) T...

Rule 1301:5-7-03 | Criteria for course approvals.

...(A) Continuing education courses shall be completed in seminars, schools, and educational institutions which are not limited to institutions providing two-year or four-year degrees but may include qualifying public or private schools, firms, associations, organizations, individuals, corporations, or similar arrangements and must be successfully completed after the effective date of this rule. (B) An applicant for in...

Rule 1301:6-3-01 | Definitions.

...(A) "Having no readily determinable value," as used in division (L)(1) of section 1707.01 of the Revised Code and paragraph (K)(2)(b)(i) of rule 1301:6-3-15 of the Administrative Code, means any securities not listed on an exchange specified in division (E)(1) of section 1707.02 of the Revised Code or approved by the division in accordance with division (E)(2) of section 1707.02 of the Revised Code or securities not ...

Rule 1301:6-3-01 | Definitions.

...(A) "Having no readily determinable value," as used in division (L)(1) of section 1707.01 of the Revised Code means any securities not listed on an exchange specified in division (E)(1) of section 1707.02 of the Revised Code or approved by the division in accordance with division (E)(2) of section 1707.02 of the Revised Code or securities not actively traded in the over-the-counter market. (B) "T...

Rule 1301:6-3-02 | Exempt securities.

...(A) For purposes of division (E) of section 1707.02 of the Revised Code, the division finds that securities listed on the national securities exchanges, or segments or tiers thereof, as identified by rule 146 under the Securities Act of 1933, 15 U.S.C.A. 77a shall be deemed exempt securities. (B) The designation of securities in paragraphs (A) of this rule as exempt securities is conditioned on such exchanges' lis...

Rule 1301:6-3-03 | Exempt transactions.

...(A) Definitions. For the purposes of this rule and section 1707.03 of the Revised Code: (1) "Bank" shall have the meaning specified in division (O) of section 1707.01 of the Revised Code. (2) "Escrow Agreement" shall mean a written instrument established by a dealer registered with the securities and exchange commission in accordance with the standards set forth in 17 CFR 15c2-4(b), as amended, or a written instrum...

Rule 1301:6-3-03 | Exempt transactions.

...(A) Definitions. For the purposes of this rule and section 1707.03 of the Revised Code: (1) "Bank" shall have the meaning specified in division (O) of section 1707.01 of the Revised Code. (2) "Escrow Agreement" shall mean a written instrument established by a dealer registered with the securities and exchange commission in accordance with the standards set forth in 17 CFR 15c2-4(b), as amend...

Rule 1301:6-3-06 | Transactions registered by description.

...(A) Every registration by description filed with the division pursuant to section 1707.06 of the Revised Code shall be filed on an appropriate division form. A registration by description intended to comply with division (A)(1) of section 1707.06 of the Revised Code shall be filed on a division form 6(A)(1), a registration by description intended to comply with division (A)(2) of section 1707.06 of the Revised Code s...

Rule 1301:6-3-09 | Registration by qualification.

...(A) Application. (1) An application to register securities by qualification in accordance with section 1707.09 of the Revised Code shall be made on a form 9 of the division or on form U-1 of the North American securities administrators association, and shall, as applicable, be accompanied by a division form 11 or a form U-2, and a form U-2(A) of the North American securities administrators association. (2) Whenever...