Ohio Administrative Code Search
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Rule 3901-2-12 | Special provisions applicable to election contests.
...ial or performs ministerial or clerical duties; (c) Any person employed in the capacity of attorney, accountant, or advertising, public relations or financial adviser, and whose activities are limited to the performance of his duties in the course of such employment; (d) Any person regularly employed as an officer or employee of the issuer or any of its subsidiaries or affiliates who is not otherwise a participant;... |
Rule 3901-3-12 | Derivative use plan.
...ansactions; a description of his or her duties and responsibilities, as well as a curriculum vitae or equivalent document. Such information shall be updated and provided to the superintendent as changes occur. (2) The plan shall contain written guidelines to be followed in engaging in derivative transactions. The guidelines shall include or address: (a) The type, maturity and diversification of derivative instrumen... |
Rule 3901-3-12 | Derivative use plan.
...ansactions; a description of his or her duties and responsibilities, as well as a curriculum vitae or equivalent document. Such information shall be updated and provided to the superintendent as changes occur. (2) The plan shall contain written guidelines to be followed in engaging in derivative transactions. The guidelines shall include or address: (a) The type, maturity and diversification of ... |
Rule 3901-3-19 | Corporate governance annual disclosure.
...failure of general corporate governance duties would be placed. If the insurer or insurance group determines the level of reporting based on these criteria, it shall indicate which of the three criteria was used to determine the level of reporting and explain any subsequent changes in level of reporting. (5) Notwithstanding paragraph (D)(1) of this rule, and as outlined in section 3901.073 of the Revised Code, if th... |
Rule 3901-3-19 | Corporate governance annual disclosure.
...failure of general corporate governance duties would be placed. If the insurer or insurance group determines the level of reporting based on these criteria, it shall indicate which of the three criteria was used to determine the level of reporting and explain any subsequent changes in level of reporting. (5) Notwithstanding paragraph (D)(1) of this rule, and as outlined in section 3901.073 of the... |
Rule 3901-5-09 | Agent licensing and appointments.
...surance industry in relation to any duties or activities that would require an agent's license for at least the next twenty-four months; (c) The agent must be in compliance with their continuing education requirements; (d) The agent must be in good standing with the superintendent; (e) The agent is a natural person and holds an active resident major line of authority, title, or surety bail bond... |
Rule 3901-6-02 | Correlated sales of life insurance and mutual funds or other securities.
...djudications necessary to discharge his duties and exercise his powers ..." under various sections of the Revised Code, subject to sections 119.01 to 119.13 of the Revised Code. This rule implements sections 3901.21, 3901.99, 3905.02, 3905.20, 3909.07, 3911.20, 3911.22, 3911.23, 3911.24, 3915.14, 3999.08, and 3999.11 of the Revised Code by establishing minimum standards for the form of proposals and statements used t... |
Rule 3901-6-05 | Replacement of life insurance and annuities.
... the policy or contract purchased. (E) Duties of agents (1) A agent who initiates an application shall submit to the insurer, with or as part of the application, a statement signed by both the applicant and the agent as to whether the applicant has existing policies or contracts. If the answer is "no," the agent's duties with respect to replacement are complete. (2) If the applicant answered "yes" to the question ... |
Rule 3901-6-05 | Replacement of life insurance and annuities.
... the policy or contract purchased. (E) Duties of agents (1) A agent who initiates an application shall submit to the insurer, with or as part of the application, a statement signed by both the applicant and the agent as to whether the applicant has existing policies or contracts. If the answer is "no," the agent's duties with respect to replacement are complete. (2) If the applicant answered "y... |
Rule 3901-6-13 | Suitability in annuity transactions.
...ecurities and exchange commission. (F) Duties of insurers, including fraternal benefit societies and insurance agents (1) Best interest obligations. An insurance agent, when making a recommendation of an annuity, shall act in the best interest of the consumer under the circumstances known at the time the recommendation is made, without placing the agent's or the insurer's financial interest ahea... |
Rule 3901-8-01 | Coordination of benefits.
...ications necessary to discharge his duties and exercise his powers under Title 39 of the Revised Code; and section 3902.14 of the Revised Code, providing that the superintendent may adopt rules to carry out the purposes of sections 3902.11 to 3902.14 of the Revised Code. (C) Definitions As used in this rule: (1) (a) "Allowable expense" means, except as set forth below or otherwise defined by... |
Rule 3901-8-09 | Solicitation and sale of medicare supplemental accident and health policies.
...y to discharge the superintendent's duties and exercise the superintendent's powers under Title 39 of the Revised Code; section 3923.332 of the Revised Code, providing that the superintendent shall adopt reasonable rules to establish minimum standards for advertising and marketing practices for medicare supplemental policies and certificates; and section 3901.21 of the Revised Code, providing ... |
Rule 3901-9-03 | Viatical settlement broker continuing education.
... professional competence, and fiduciary duties and ethical obligations. The VSE courses may be comprised of the following topics: (i) Ethics in the viatical or life settlement market, which shall include topics directly related to maintaining ethical business practices for viatical settlement brokers and their role in viatical or life settlements, the prohibition of accepting payments... |
Rule 4101:1-1-01 | Administration.
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Rule 4101:1-2-01 | Definitions.
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Rule 4101:5-1-02 | Definitions.
...r and employees in the pursuit of their duties, by the permission of the employer, are allowed to ride. "General inspector" means a state inspector examined and hired to inspect elevators and lifting apparatus for that state. "Inspector" means either a general or special inspector. "Moving walks" means a type of passenger-carrying device on which passengers stand or walk, and in which the passenger-carrying surfac... |
Rule 4101:5-1-02 | Definitions.
...and employees in the pursuit of their duties, by the permission of the employer, are allowed to ride. "General inspector" means a state inspector examined and hired to inspect elevators and lifting apparatus for that state. "Inspector" means either a general or special inspector. "Moving walks" means a type of passenger-carrying device on which passengers stand or walk, and in which the passenger-car... |
Rule 4101:7-1-02 | Definitions.
... perform the associated enforcement duties as an employee of a certified building department. Prior to the expiration of the two-year period, the holder shall complete the requirements of the Ohio building code academy and all required examination modules for the respective certification sought. (P) Master plans examiner. An individual who is certified in accordance with division (E) of section 3... |
Rule 4101:7-1-02 | Definitions.
... board and is authorized to perform duties of certified personnel at all levels and scopes. (NN) Medical gas piping inspector. An individual who is certified in accordance with division (E) of section 3781.10 of the Revised Code and rule 4101:7-3-01 of the Administrative Code to determine compliance of non-flammable medical gas, medical oxygen, and medical vacuum system work with the approved... |
Rule 4101:7-2-01 | Building department certification.
...d medical gas piping system enforcement duties in accordance with paragraph (H) of this rule. (b) Counties and townships. Counties and townships, in submitting the application described in paragraph (C) of this rule for certification of a building department, are not certified to enforce plumbing provisions or employ plumbing inspectors required in paragraph (B)(2) of this rule. As permitted in s... |
Rule 4101:7-2-01 | Building department certification.
...d medical gas piping system enforcement duties in accordance with paragraph (H) of this rule. (b) Counties and townships. Counties and townships, in submitting the application described in paragraph (C) of this rule for certification of a building department, are not certified to enforce plumbing provisions or employ plumbing inspectors required in paragraph (B)(2) of this rule. As permitted in s... |
Rule 4101:7-3-01 | Residential and non-residential building department personnel certification.
...have personnel qualified to execute the duties required to enforce the rules of the board. Only those certified individuals employed by or under contract with a particular political subdivision are authorized to exercise enforcement authority within that same jurisdiction. Exception: Inspectors performing industrialized unit inspections on behalf of the board of building standards. (A) Building department p... |
Rule 4101:7-3-01 | Residential and non-residential building department personnel certification.
...red so long as the person only performs duties reserved for a given certification level. Individuals certified at level 3 or higher are permitted to perform all the duties of level 2 residential code official except plumbing and electrical inspections unless they also hold those specializations in either residential or commercial. (B) Applications for personnel certification. Applications for pe... |
Rule 4101:7-3-02 | Building department personnel duties and responsibilities.
...(A) Building department personnel duties and responsibilities. Municipal, township, or county building departments certified by the board shall have personnel qualified to perform the enforcement duties and responsibilities described in this section. All certified building department personnel shall conduct themselves in a manner consistent with the statement of ethics adopted by the board in rule... |
Rule 4101:7-5-01 | Fire protection system designer certification.
...which has expired shall not perform any duties for which a certification is required. (G) Fire protection system designer certification, revocation or suspension of certificate. In accordance with division (E) of section 3781.105 of the Revised Code, a fire protection system designer certification may be revoked or suspended upon receipt by the board of building standards of a written complaint f... |