Ohio Administrative Code Search
Rule |
---|
Rule 901:10-1-01 | Definitions.
...all operations of a facility, and whose duties or responsibilities involve, in whole or part, the management of the facility and the exercise of independent or discretionary judgment. An operator may include the person who has the right to control or in fact controls management of the facility or the selection of officers, directors, or managers of the facility. (OOO) Overflow means the discharge of manure resulting... |
Rule 901:10-1-06 | Certified livestock manager.
...e and ability in the performance of the duties of a certified livestock manager; or (c) Is incompetent or otherwise unable to properly perform the duties of a certified livestock manager; or (d) Has violated or caused to be violated any provision of rules of Chapter 903. of the Revised Code. (2) If a livestock manager certification is suspended, the suspension shall be in effect for a period of... |
Rule 901:10-5-02 | Right to enter property for investigations and inspections.
...ring equipment, or to otherwise execute duties that are necessary for the administration and enforcement of this chapter. (2) The director at reasonable times may examine and copy any records pertaining to discharges that are subject to rule or any records that are required to be maintained by the terms and conditions of a permit. (3) If refused entry, the director may apply for and the court of... |
Rule 901:13-1-15 | Administrative procedures.
... supervisors and personnel in their duties, responsibilities and authorities. (E) Coordinate the development and implementation of cooperative programs and working agreements between districts and other agencies of local, state, and federal government regarding the agricultural pollution abatement program. (F) Implement the agricultural pollution abatement program in a district in which the boar... |
Rule 991-9-01 | Accessing Confidential Personal Information.
...ployee of OEC to fulfill his or her job duties. The determination of access to confidential personal information shall be approved by the employee's supervisor and the information owner prior to providing the employee with access to confidential personal information within a personal information system. OEC shall establish procedures for determining a revision to an employee's access to confidential personal informat... |
Rule 1301-1-03 | Procedures for accessing confidential personal information.
...ee of the agency to fulfill his/her job duties. The determination of access to confidential personal information shall be approved by the employee's supervisor and the information owner prior to providing the employee with access to confidential personal information within a personal information system. The agency shall establish procedures for determining a revision to an employee's access to confidential personal... |
Rule 1301:1-4-15 | Converting into a state bank.
...f the resulting state bank, and all duties, trusts, obligations, and liabilities of the predecessor institution shall continue in the state bank resulting from the conversion. |
Rule 1301:1-5-01 | Management duties regarding shareholder meetings.
...(A) For purposes of this rule, "management" means any or all of the directors and officers of a state bank. (B) If management of a stock state bank, other than a bank that is subject to the registration requirements of section 12 of the Securities Exchange Act of 1934, 15 U.S.C. 78l, as amended, provides a proxy form for a meeting of the bank's shareholders, or otherwise solicits proxies fo... |
Rule 1301:3-6-02 | Certificates of competency.
...dures necessary to discharge his or her duties by attending an annual meeting held by the elevator section. |
Rule 1301:3-6-04 | Inspections.
...sion of industrial compliance. (D) The duties of inspectors for conducting and reporting inspections shall be the following: (1) Inspectors shall comply with the code of ethics established by the "Qualified Elevator Inspector" (QEI) certifying agency. (2) Inspectors shall report the results of the inspection and testing in accordance with the appropriate administrative procedures in the format ... |
Rule 1301:3-7-02 | Classes of backflow technician certificates; Application for initial certification as a backflow technician.
... the performance of backflow technician duties, including consideration of such experience as it relates to the class of backflow technician certification that is being applied for. (2) Completion of a twenty-four hour backflow course by an approved training agency that includes a mandatory hands-on testing and repairing examination administered by an approved training agency. (3) Payment of an ... |
Rule 1301:5-1-14 | Use of name or license for benefit of others.
...he brokerage and performs all other duties required by division (C) of section 4735.081 of the Revised Code. (C) Evidence that a licensee has entered into an arrangement to lend the licensee's name or license under the provisions of this rule shall constitute prima facie evidence of misconduct and shall constitute a violation of division (A)(6) of section 4735.18 of the Revised Code. (D) Evi... |
Rule 1301:5-5-07 | Licensure exemption; residential rental property.
...only performs the following limited duties: (1) Maintenance; (2) Clerical or administrative support; (3) Collects or accepts rents and/or security deposits which are made payable to the owner or real estate brokerage; (4) Exhibits or shows residential rental units to prospective tenants; (5) Furnishes published information; (6) Supplies applications and leases; (7) Receives applicat... |
Rule 1301:5-5-11 | Separate property management trust accounts.
...hly rent or money and have no other duties on behalf of the owner following the execution of a lease; or (3) That only maintain property management accounts in the name of the owner pursuant to rule 1301:5-5-23 of the Administrative Code. |
Rule 1301:5-5-30 | Waiver of duties statement.
...ins the form to be used for waiver of duties as required by division (C) of section 4735.621 of the Revised Code. All of the requirements of section 4731.621 of the Revised Code are contained in the appendix to this rule. |
Rule 1301:5-6-01 | Management level licensee.
...censee has been assigned management duties that involve oversight responsibilities for the brokerage's main office, a branch office, or a division within that brokerage by its principal broker; and, (2) Those management duties include the supervision of affiliated licensees whose agency duties to their clients may conflict with those of other licensees affiliated with the brokerage. (B) Supe... |
Rule 1301:5-6-03 | Mandatory company policy.
... violation of the licensee's agency duties. These procedures shall include those steps affiliated licensees are required to follow to protect confidential information from being disclosed to other licensees within the brokerage who are not bound by the agency relationship. This policy must address the following: (a) Office files; (b) Computerized records and messages; (c) Office meetings and di... |
Rule 1301:5-7-02 | Continuing education requirements.
... licensee, a three hour course on the duties of a principal broker and other issues involved in operating a real estate brokerage must be included within the required thirty hours of continuing education courses. The superintendent may have an audit conducted of any licensee to determine whether the licensee is in compliance with this rule. All licensees must maintain proof of compliance for six ye... |
Rule 1301:6-3-01 | Definitions.
...etarial, or administrative functions or duties, which employee, in connection with the employee's regular functions or duties, participates in the investment activities of the entity, provided that, for at least twelve months, the employee has been performing such nonclerical, nonsecretarial, or nonadministrative functions or duties for or on behalf of the entity or performing substantially similar functions or dutie... |
Rule 1301:6-3-14.2 | Dealers not required under federal law or the law of this state to be registered as a broker or dealer with the securities and exchange commission.
...iness trading units; (b) Separation of duties between personnel responsible for entering into a transaction and those responsible for recording the transaction in the books and records of the OTC derivatives dealer; (c) Periodic reviews that may be performed by internal audit staff and annual reviews that must be conducted by independent certified public accountants of the OTC derivatives dealer's risk management s... |
Rule 1301:6-3-15 | Application for securities dealer license; responsibilities of licensed securities dealer.
...orking arrangement clearly outlines the duties and responsibilities of all parties. (c) Customer disclosure and written acknowledgment. (i) Subject to paragraph (H)(4) of this rule, at or prior to the time that a customer's securities brokerage account is opened by a dealer on the premises of a bank where retail deposits are taken, the dealer shall: (a) Disclose, orally and in writing, that the securities products... |
Rule 1301:6-3-15.1 | Application for investment adviser's license; responsibilities of licensed investment adviser.
...t adviser has reasonably discharged the duties and obligations incumbent on the investment adviser by reason of the established procedures and the system for applying the procedures without reasonable cause to believe that there was not compliance with the procedures and systems. (E) Books and records. All books and records of investment advisers licensed or required to be licensed under Chapter 1707. of the Revised... |
Rule 1301:6-3-15.1 | Application for investment adviser's license; responsibilities of licensed investment adviser.
... adviser has reasonably discharged the duties and obligations incumbent on the investment adviser by reason of the established procedures and the system for applying the procedures without reasonable cause to believe that there was not compliance with the procedures and systems. (E) Books and records. All books and records of investment advisers licensed or required to be licensed under Chapter ... |
Rule 1301:6-3-44 | Investment adviser and investment adviser representative fraudulent practices; general prohibitions; cross transactions.
...rtaking by the solicitor to perform his duties under the agreement consistent with the instructions of the investment adviser or investment adviser representative and the provisions of Chapter 1707. of the Revised Code and the rules adopted by the division thereunder; (iii) Requires the solicitor, when performing any solicitation activities described in the agreement, to provide the client with: (a) A current copy ... |
Rule 1301:6-3-44 | Investment adviser and investment adviser representative fraudulent practices; general prohibitions; cross transactions.
...rtaking by the solicitor to perform his duties under the agreement consistent with the instructions of the investment adviser or investment adviser representative and the provisions of Chapter 1707. of the Revised Code and the rules adopted by the division thereunder; (iii) Requires the solicitor, when performing any solicitation activities described in the agreement, to provide the cli... |