Ohio Administrative Code Search
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Rule 3772-1-07 | Records retention requirements.
...and other records related to the lease, purchase, installation, operation, maintenance, or repair of gaming-related equipment stored, used, operated, possessed, or otherwise maintained at one or more casino facilities in this state; (6) Financial statements, accounting records, ledgers, and internal and external audit records; (7) The personnel files for all employees; (8) Any materials used to advertise, publiciz... |
Rule 3772-1-07 | Records retention requirements.
...and other records related to the lease, purchase, installation, operation, maintenance, or repair of gaming-related equipment stored, used, operated, possessed, or otherwise maintained at one or more casino facilities in this state; (6) Financial statements, accounting records, ledgers, and internal and external audit records; (7) The personnel files for all employees; (8) Any materials used to advertise, publiciz... |
Rule 3772-2-08 | Definitions.
...of a new computer system" means the purchase of a "computer system," as defined in this rule, that is not a computer system currently in place nor one for which the acquisition process has been initiated as of the effective date of the agency rule addressing requirements in section 1347.15 of the Revised Code. (C) "Agency" means the Ohio casino control commission. (D) "Computer system" means... |
Rule 3772-6-05 | Affirmative license standards.
...ability of the gaming-related vendor to purchase and maintain adequate liability and casualty insurance; (5) The compliance history of the gaming-related vendor, its holding companies, and its affiliates or affiliated companies with casino-related licensing requirements in this state or any other jurisdiction; (6) The criminal history of the gaming-related vendor and its holding companies in any jurisdiction; (7) ... |
Rule 3772-11-05 | Purchase or lease from authorized gaming-related vendors.
...A casino operator may only purchase or lease table games, table game mechanisms, table game layouts, chips, dice, and table game cards from gaming-related vendors. |
Rule 3772-11-06 | Table inventory.
... accepted in the pit. (G) Patrons must purchase chips from the casino operator. Patrons must not purchase chips from other patrons. (H) A casino operator may have procedures for sanitizing chips in the table inventory. |
Rule 3772-11-26 | Table inventory.
... accepted in the pit. (G) Patrons must purchase chips from the casino operator. Patrons shall not purchase chips from other patrons. |
Rule 3772-50-01 | Definitions.
... under this chapter. (C) "Card for the purchase of gasoline" means a gift card, gift certificate, or other cash representation that can be used solely for the purchase of gasoline. A card for the purchase of gasoline may not be used to receive any non-gasoline merchandise, goods, or services. (D) "Certified independent skill-based amusement machine testing laboratory" means any independent testi... |
Rule 3772-50-01 | Definitions.
...er this chapter. (C) "Card for the purchase of gasoline" means a gift card, gift certificate, or other cash representation that can be used solely for the purchase of gasoline. A card for the purchase of gasoline may not be used to receive any non-gasoline merchandise, goods, or services. (D) "Certified independent skill-based amusement machine testing laboratory" means any independent t... |
Rule 3772-50-16 | Prohibited activities.
... commission under this chapter, may purchase or otherwise obtain a type-B or type-C skill-based amusement machine from a skill-based amusement machine vendor not licensed by the commission under this chapter. (2) No skill-based amusement machine vendor that obtains a type-B or type-C skill-based amusement machine according to paragraph (A)(1) of this rule shall fail to ensure that the skill-based... |
Rule 3772-50-16 | Prohibited activities.
... commission under this chapter, may purchase or otherwise obtain a type-B or type-C skill-based amusement machine from a skill-based amusement machine vendor not licensed by the commission under this chapter. (2) A skill-based amusement machine vendor that obtains a type-B or type-C skill-based amusement machine according to paragraph (A)(1) of this rule must ensure that the skill-based amuse... |
Rule 3773-2-19 | Rules for Ohio all state championship contests.
...ip contest shall be responsible for the purchase of the championship belt to be presented to the winner of the contest. The belt shall clearly show the weight division for which it was won and must also show it is for a championship for the state of Ohio. A sketch or photo of the belt shall be submitted with the application for permit and approved by the commission before a permit is issued. A contestant who holds a ... |
Rule 3773-3-06 | Tickets and complimentary tickets.
...ion to any event shall clearly bear the purchase price. No person shall sell a ticket for a price greater than that printed on the ticket. (B) No person licensed and issued a permit bearing agency 3773 of the Administrative Code shall sell more tickets or invitations of admission to any public or private competition that involves the sports of boxing, kick boxing, mixed martial arts, karate, tough man contests or t... |
Rule 3773-9-01 | Definitions.
...tion of a new computer system means the purchase of a computer system as defined in this rule, that is not a computer system currently in place nor one for which the acquisition process has been initiated as of the effective date of the commission rule addressing requirements in section 1347.15 of the Revised Code. (C) Computer system means a system, as defined by section 1347.01 of the Revised Code, that stores, m... |
Rule 3775-1-05 | Records retention.
...other records related to the lease, purchase, installation, operation, maintenance, or repair of sports gaming equipment stored, maintained, operated, possessed, or otherwise used in conducting sports gaming in this state; (5) Financial statements, accounting records, ledgers, and internal and external audit records; (6) Records related to the conduct of sports gaming in this state; and (7) Any... |
Rule 3796:2-1-02 | Cultivator provisional license application.
...sed Code, or has secured the ability to purchase or lease the property that does not contain any use restrictions that would otherwise prevent the cultivator from operating pursuant to Chapter 3796. of the Revised Code and in accordance with the rules promulgated pursuant to Chapter 3796. of the Revised Code; (i) A location area map of the area surrounding the proposed cultivator that establishes the facility is at ... |
Rule 3796:2-1-03 | Cultivator application review.
...sed Code, or has secured the ability to purchase or lease the property that does not contain any use restrictions that would otherwise prevent the cultivator from operating pursuant to Chapter 3796. of the Revised Code and the rules promulgated in accordance with Chapter 3796. of the Revised Code; and (e) Documentation that the applicant is in compliance with any local ordinances, rules, or regulations adopted by t... |
Rule 3796:2-2-02 | Cultivator and plant-only processor packaging and labeling.
...vers to smell the plant material before purchase. A sample jar may not contain more than three grams of a particular strain of plant material. The sample jar and the plant material within may not be sold to a patient or caregiver and shall be destroyed by the dispensary after use by the dispensary. The dispensary shall document the destruction of every free sample in accordance with the rules established pursuant to ... |
Rule 3796:2-2-02 | Cultivator and plant-only processor packaging and labeling.
...vers to smell the plant material before purchase. A sample jar may not contain more than three grams of a particular strain of plant material. The sample jar and the plant material within may not be sold to a patient or caregiver and shall be destroyed by the dispensary after use by the dispensary. The dispensary shall document the destruction of every free sample in accordance with the rules esta... |
Rule 3796:2-2-08 | Cultivator records and reporting requirements.
...ved that relate to the cultivator; (2) Purchase invoices, bills of lading, manifests, sales records, copies of bills of sale, and any supporting documents, including the items and/or services purchased, from whom the items were purchased, and the date of purchase; (3) Bank statements and canceled checks for all accounts relating to the cultivator, if applicable; and (4) Accounting and tax records related to the cu... |
Rule 3796:3-1-02 | Processor provisional license application.
...sed Code, or has secured the ability to purchase or lease the property that does not contain any use restrictions that would otherwise prevent the processor from operating pursuant to Chapter 3796. of the Revised Code and the rules promulgated in accordance with Chapter 3796. of the Revised Code; (j) A location area map of the area surrounding the proposed processor that establishes the facility is at least five hun... |
Rule 3796:3-1-03 | Processor application review.
...sed Code, or has secured the ability to purchase or lease the property that does not contain any use restrictions that would otherwise prevent the processor from operating pursuant to Chapter 3796. of the Revised Code and the rules promulgated in accordance with Chapter 3796. of the Revised Code; and (e) Documentation that the applicant is currently in compliance, or will be in compliance prior to the issuance of a ... |
Rule 3796:3-2-02 | Processor packaging and labeling.
...vers to smell the plant material before purchase. A sample jar may not contain more than three grams of a particular strain of plant material. The sample jar and the plant material within may not be sold to a patient or caregiver and shall be destroyed by the dispensary after use by the dispensary. The dispensary shall document the destruction of every free sample in accordance with the rules established pursuant to ... |
Rule 3796:3-2-02 | Processor packaging and labeling.
...vers to smell the plant material before purchase. A sample jar may not contain more than three grams of a particular strain of plant material. The sample jar and the plant material within may not be sold to a patient or caregiver and shall be destroyed by the dispensary after use by the dispensary. The dispensary shall document the destruction of every free sample in accordance with the rules esta... |
Rule 3796:3-2-08 | Processor records and reporting requirements.
...ived that relate to the processor; (2) Purchase invoices, bills of lading, manifests, sales records, copies of bills of sale, and any supporting documents, including the items and/or services purchased, from whom the items were purchased, and the date of purchase; (3) Bank statements and canceled checks for all accounts relating to the processor, if applicable; and (4) Accounting and tax records related to the pro... |
Rule 3796:4-1-03 | Testing laboratory application review.
...sed Code, or has secured the ability to purchase or lease the property that does not contain any use restrictions that would otherwise prevent the testing laboratory from operating pursuant to Chapter 3796. of the Revised Code and the rules promulgated in accordance with Chapter 3796. of the Revised Code; (e) Documentation that the applicant is currently in compliance, or will be in compliance prior to the issuance... |
Rule 3796:4-2-09 | Testing laboratory record keeping requirements.
...relate to the testing laboratory; (2) Purchase invoices, bills of lading, manifests, sales records, copies of bills of sale, and any supporting documents, including the items and/or services purchased, from whom the items were purchased, and the date of purchase; (3) Bank statements and canceled checks for all accounts relating to the testing laboratory, if applicable; and (4) Accounting and tax records related... |
Rule 3796:6-2-10 | Medical marijuana dispensary certificate of operation renewal.
... of thirty days. A dispensary shall not purchase, receive, sell, or dispense any medical marijuana while under a suspended certificate of operation. After thirty days, the certificate will be deemed expired if the dispensary has not successfully renewed the certificate of operation, including the payment of all applicable fees and the state board of pharmacy shall not renew the certificate of operation. (H) A dispen... |
Rule 3796:6-2-10 | Medical marijuana dispensary certificate of operation renewal.
...lapsed. (4) A dispensary shall not purchase, receive, sell, or dispense any medical marijuana while the certificate of operation is lapsed. (I) (1) If a dispensary certificate of operation renewal application is not filed prior to the expiration date of the dispensary's certificate, the certificate of operation will be deemed expired. (2) A dispensary shall not purchase, receive, possess... |
Rule 3796:6-3-02 | Dispensary premises generally.
...rdance with all the following: (1) The purchase of product, including all monetary transactions, shall take place on the dispensary's property (i.e., parking lot or sidewalk of dispensary); (2) Dispensaries shall not deliver medical marijuana to a patient or caregiver's home. (3) The patient or caregiver's card must be verified prior to purchase. (4) Any money collected shall be taken ... |
Rule 3796:6-3-08 | Dispensing of medical marijuana.
...vidual is a patient the patient has not purchased more than a ninety-day supply of medical marijuana in the last ninety days. If the individual is a caregiver, that the caregiver has not purchased more than a ninety-day supply of medical marijuana for a single patient in the last ninety days; (d) That the amount of medical marijuana that the patient or caregiver is requesting would not cause the patient to exceed a ... |
Rule 3796:6-3-08 | Dispensing of medical marijuana.
...tient or caregiver has not exceeded the purchase limits established in rule 3796:7-2-04 of the Administrative Code or that the amount of medical marijuana that the patient or caregiver is requesting would not cause the patient to exceed the purchase limits established in rule 3796:7-2-04 of the Administrative Code. (3) A dispensary employee shall confirm that each recommendation is complete. A complete recommendatio... |
Rule 3796:6-3-17 | Record keeping requirements.
...ision. (F) All records relating to the purchase or return, dispensing, distribution, destruction, and sale of medical marijuana shall be maintained under appropriate supervision and control to restrict unauthorized access. |
Rule 3796:6-3-17 | Record keeping requirements.
...iew logs; (11) Records relating to the purchase or return, dispensing, distribution, destruction, and sale of medical marijuana; and (12) All other records required under Chapter 3796. of the Revised Code and this division. (F) All records listed in paragraph (E) of this rule shall be maintained for at least three years under appropriate supervision to ensure confidentiality and be made readily ava... |
Rule 3796:6-4-03 | Grounds for discipline.
...he cultivation, processing, dispensing, purchase or sale of medical marijuana with any licensed health professional certified to recommend medical marijuana; (9) Knowingly lent the employee's name to an illegal operator of a medical marijuana cultivating, processing, or dispensing facility or having professional connection with an illegal medical marijuana entity; (10) Allowed a physician with a certificate to reco... |
Rule 3796:6-4-03 | Grounds for discipline.
...ultivation, processing, dispensing, purchase or sale of medical marijuana with any licensed health professional certified to recommend medical marijuana; (8) Knowingly lent the employee's name to an illegal operator of a medical marijuana cultivating, processing, or dispensing facility or having professional connection with an illegal medical marijuana entity; (9) Allowed a physician with a ... |
Rule 3796:7-2-04 | Purchase of medical marijuana.
...(A) A patient or caregiver may only purchase medical marijuana pursuant to a valid and active recommendation issued by a physician pursuant to rule 4731-32-03 of the Administrative Code. (B) No patient under eighteen years of age shall purchase medical marijuana. (C) Patients and caregivers must provide their registry identification card and photographic identification before entering the dispensary department. Acc... |
Rule 3796:7-2-04 | Purchase of medical marijuana.
...(A) A patient or caregiver may only purchase medical marijuana pursuant to a valid and active recommendation issued by a physician pursuant to rule 4731-32-03 of the Administrative Code. (B) No patient under eighteen years of age shall purchase medical marijuana. (C) Patients and caregivers must provide their registry identification card and identification before entering the dispensary depa... |
Rule 3796:7-2-05 | Patient and caregiver registry - generally.
...ana. (D) Patients and caregivers shall purchase medical marijuana only from a medical marijuana dispensary with an active certificate of operation issued by the state board of pharmacy, or where authorized pursuant to a reciprocity agreement established pursuant to section 3796.16 of the Revised Code. (E) Patients and caregivers shall store medical marijuana in a secure location so as to prevent theft, loss, or acc... |
Rule 3796:7-2-06 | Voluntary relinquishment of a medical marijuana registration.
...on. (C) Medical marijuana shall not be purchased or otherwise obtained without an active recommendation from a recommending physician. A patient who maintains an active registration in accordance with Chapter 3796. of the Revised Code and this division, but whose recommendation has been suspended, shall be authorized only to possess and administer medical marijuana lawfully obtained pursuant to Chapter 3796. of the... |
Rule 3796:8-2-04 | Quantity of medical marijuana that may be purchased by a patient or caregiver.
...patient's caregiver(s) may collectively purchase no less than a whole day unit at a single time. A whole day unit shall equal the following amounts for each authorized form of medical marijuana: (1) One-tenth of an ounce (two and eighty-three hundredths grams) of plant material; (2) Two-hundred ninety-five milligrams of THC contained in a patch, lotion, cream, or ointment; (3) One hundred ten milligrams of THC con... |
Rule 3796:8-2-04 | Quantity of medical marijuana that may be purchased by a patient or caregiver.
...patient's caregiver(s) may collectively purchase no less than a whole day unit at a single time. A whole day unit shall equal the amounts for each authorized form of medical marijuana as listed in the following table: Authorized Form of Medical Marijuana Whole Day Unit Plant material 2.83 grams Patch for transdermal administration, lotion, cream, or ointment Up to 295 milligrams of THC Oil, tincture, ... |
Rule 3901-1-02 | Access to confidential personal information.
...of a new computer system" means the purchase of a "computer system," as defined in this rule, that is not a computer system currently in place nor one for which the acquisition process has been initiated as of the effective date of the agency rule addressing requirements in section 1347.15 of the Revised Code. (3) "Computer system" means a "system," as defined by section 1347.01 of the Re... |
Rule 3901-1-05 | Insider trading -- instructions and forms.
...ansaction shall be reported even though purchases and sales during the month are equal or the change involves only the nature of ownership; for example, from direct or indirect ownership. Beneficial ownership at the end of the month of all classes of securities required to be reported shall be shown even though there has been no change during the month in the ownership of securities of one or more classes. (4) Title... |
Rule 3901-1-05 | Insider trading -- instructions and forms.
...action needs to be reported even though purchases and sales during the month are equal or the change involves only the nature of ownership; for example, from direct or indirect ownership. Beneficial ownership at the end of the month of all classes of securities obligated to be reported needs to be shown even though there has been no change during the month in the ownership of securities of one or more classes. (4) T... |
Rule 3901-1-08 | Unfair and deceptive military sales practices.
... unfair: (a) Knowingly soliciting the purchase of any life insurance product "door to door" or without first establishing a specific appointment for each meeting with the prospective purchaser. (b) Soliciting service members in a group or "mass" audience or in a "captive" audience where attendance is not voluntary. (c) Knowingly making appointments with or soliciting service members during the... |
Rule 3901-1-13 | Mortgage guaranty insurance.
...the fair value as fixed by appraisal or purchase price of the real estate, secured by a mortgage, deed of trust, or other instrument which constitutes, or is equivalent to, a first lien or charge on real estate, provided: (a) Any percentage in excess of one-hundred per cent is used only for closing costs. (b) The real estate loan secured in such manner is one of a type which: (i) A bank, (ii) ... |
Rule 3901-1-13 | Mortgage guaranty insurance.
...the fair value as fixed by appraisal or purchase price of the real estate, secured by a mortgage, deed of trust, or other instrument which constitutes, or is equivalent to, a first lien or charge on real estate, provided: (a) Any percentage in excess of one-hundred per cent is used only for closing costs. (b) The real estate loan secured in such manner is one of a type which: (i) A bank, (ii) ... |
Rule 3901-1-14 | Credit life and credit accident health insurance.
... before the debtor becomes obligated to purchase such insurance. (b) The form(s) containing the disclosure shall be filed with the superintendent of insurance and the disclosure language shall be subject to disapproval pursuant to section 3918.07 of the Revised Code. (c) Additional disclosure shall be made using the exact form set forth in appendix I to this rule. (5) If a creditor makes available to the debtors, ... |
Rule 3901-1-14 | Credit life and credit accident health insurance.
... before the debtor becomes obligated to purchase such insurance. (b) The form(s) containing the disclosure are to be filed with the superintendent of insurance and the disclosure language is subject to disapproval pursuant to section 3918.07 of the Revised Code. (c) Additional disclosure is to be made using the exact form set forth in appendix I to this rule. (5) If a creditor makes available to the debtors, more ... |
Rule 3901-1-18 | Ohio fair plan - plan of operation.
... of its member insurers. It may cede or purchase reinsurance in the name of the association or on behalf of member insurers on eligible risks written through the association. (2) Each member insurer shall participate in the writings, expenses, assessments, profits and losses of the association in the same proportion as a member insurer's premiums written bear to the aggregate premiums written by ... |
Rule 3901-1-18 | Ohio fair plan - plan of operation.
... of its member insurers. It may cede or purchase reinsurance in the name of the association or on behalf of member insurers on eligible risks written through the association. (2) Each member insurer shall participate in the writings, expenses, assessments, profits and losses of the association in the same proportion as a member insurer's premiums written bear to the aggregate premiums written by ... |
Rule 3901-1-18 | Ohio fair plan - plan of operation.
... of its member insurers. It may cede or purchase reinsurance in the name of the association or on behalf of member insurers on eligible risks written through the association. (2) Each member insurer participates in the writings, expenses, assessments, profits and losses of the association in the same proportion as a member insurer's premiums written bear to the aggregate premiums written by all m... |
Rule 3901-1-48 | "Ohio mine subsidence insurance underwriting association" and "mine subsidence insurance fund" plan of operation.
...bsidence coverage, a statement that the purchase of the coverage is optional, and the premium charged for the coverage. (H) Application for coverage A member insurer who receives a request from a named insured or applicant for mine subsidence shall forward to that named insured or applicant an application for mine subsidence coverage. Such application may be included, at the insurer's option, with the offer describ... |
Rule 3901-1-48 | "Ohio mine subsidence insurance underwriting association" and "mine subsidence insurance fund" plan of operation.
...ence coverage, a statement that the purchase of the coverage is optional, and the premium charged for the coverage. (H) Application for coverage A member insurer who receives a request from a named insured or applicant for mine subsidence shall forward to that named insured or applicant an application for mine subsidence coverage. Such application may be included, at the insurer's option, with t... |
Rule 3901-1-54 | Unfair property/casualty claims settlement practices.
...e the offer upon the actual cost to purchase a comparable automobile less any applicable deductible amount contained in the policy, and/or deduction for betterment as contained in paragraph (H)(2) of this rule. The settlement value may be derived from: (a) The average cost of two or more comparable automobiles in the local market area if comparable automobiles are or were available to consumers ... |
Rule 3901-1-54 | Unfair property/casualty claims settlement practices.
...e the offer upon the actual cost to purchase a comparable automobile less any applicable deductible amount contained in the policy, and/or deduction for betterment as contained in paragraph (H)(2) of this rule. The settlement value may be derived from: (a) The average cost of two or more comparable automobiles in the local market area if comparable automobiles are or were available to consumers ... |
Rule 3901-1-67 | Alternative derivative and reserve accounting practices.
...ption derivative instrument that is purchased to hedge the growth in interest credited to an indexed product as a direct result of changes in the related external index or external indices; (b) A call or put option derivative instrument that is written to offset all or a portion of a call or put option derivative instrument that meets the criteria set forth in paragraph (C)(1)(a) of this rule... |
Rule 3901-2-12 | Special provisions applicable to election contests.
... lends money or executes orders for the purchase or sale of securities and who is not otherwise a participant; (b) Any person or organization retained or employed by a participant to solicit security holders or any person who merely transmits proxy soliciting material or performs ministerial or clerical duties; (c) Any person employed in the capacity of attorney, accountant, advertising, public ... |
Rule 3901-2-12 | Special provisions applicable to election contests.
... lends money or executes orders for the purchase or sale of securities and who is not otherwise a participant; (b) Any person or organization retained or employed by a participant to solicit security holders or any person who merely transmits proxy soliciting material or performs ministerial or clerical duties; (c) Any person employed in the capacity of attorney, accountant, or advertising, public relations or fina... |
Rule 3901-2-13 | Information to be contained in proxy statement.
... any options, warrants or rights to purchase any securities, other than warrants or rights issued to security holders as such, on a pro rata basis. If the solicitation is made on behalf of persons other than the issuer, the information required need be furnished only as to nominees of the person making the solicitation and associates of such nominees. (2) Current remuneration. Furnish the inf... |
Rule 3901-2-13 | Information to be contained in proxy statement.
... any options, warrants or rights to purchase any securities, other than warrants or rights issued to security holders as such, on a pro rata basis. If the solicitation is made on behalf of persons other than the issuer, the information required need be furnished only as to nominees of the person making the solicitation and associates of such nominees. (2) Current remuneration. Furnish the inf... |
Rule 3901-2-14 | Information to be included in statements filed by or on behalf of a participant (other than the issuer) in a proxy solicitation in an election contest.
...respect to all securities of the issuer purchased or sold within the past two years, the dates on which they were purchased or sold and the amount purchased or sold on each such date. (4) If any part of the purchase price or market value of any of the securities specified in paragraph (C) of this rule is represented by funds borrowed or otherwise obtained for the purpose of acquiring or holding such securities, so s... |
Rule 3901-2-14 | Information to be included in statements filed by or on behalf of a participant (other than the issuer) in a proxy solicitation in an election contest.
...ect to all securities of the issuer purchased or sold within the past two years, the dates on which they were purchased or sold and the amount purchased or sold on each such date. (4) If any part of the purchase price or market value of any of the securities specified in paragraph (E) of this rule is represented by funds borrowed or otherwise obtained for the purpose of acquiring or holding s... |
Rule 3901-3-01 | Requirement for approval of the proposed acquisition of control of or merger with a domestic insurer.
... last two fiscal years. Item 9. Recent purchases of voting securities Describe any purchases of any voting securities of the insurer by the applicant, its affiliates or any person listed in item 3 during the twelve calendar months preceding the filing of this statement. Include in the description the dates of purchase, the names of the purchasers, and the consideration paid or agreed to be paid therefore. State whe... |
Rule 3901-3-01 | Requirement for approval of the proposed acquisition of control of or merger with a domestic insurer.
... last two fiscal years. Item 9. Recent purchases of voting securities Describe any purchases of any voting securities of the insurer by the applicant, its affiliates or any person listed in item 3 during the twelve calendar months preceding the filing of this statement. Include in the description the dates of purchase, the names of the purchasers, and the consideration paid or agreed to be paid therefore. State whe... |
Rule 3901-3-03 | Transactions subject to prior notice - notice filing.
...ate of the transaction. Item 3. Sales, purchases, exchanges, loans, extensions of credit, guarantees or investments If notice is being given under division (A)(1) of section 3901.341 of the Revised Code, furnish a brief description of the amount and source of funds, securities, property or other consideration for the sale, purchase, exchange of assets, loan, extension of credit, guarantee, or investment. If any sec... |
Rule 3901-3-03 | Transactions subject to prior notice - notice filing.
...ate of the transaction. Item 3. Sales, purchases, exchanges, loans, extensions of credit, guarantees or investments If notice is being given under division (A)(1) of section 3901.341 of the Revised Code, furnish a brief description of the amount and source of funds, securities, property or other consideration for the sale, purchase, exchange of assets, loan, extension of credit, guarantee, or investment. If any sec... |
Rule 3901-4-01 | Long-term care insurance.
...been covered under the policy. (b) The purchase of additional coverage shall not be considered a premium rate increase, but for purposes of the calculation required under paragraph (AA) of this rule, the portion of the premium attributable to the additional coverage shall be added to and considered part of the initial annual premium. (c) A reduction in benefits shall not be considered a premium change, but for purp... |
Rule 3901-4-01 | Long-term care insurance.
...been covered under the policy. (b) The purchase of additional coverage is not considered a premium rate increase, but for purposes of the calculation required under paragraph (AA) of this rule, the portion of the premium attributable to the additional coverage is added to and considered part of the initial annual premium. (c) A reduction in benefits is not considered a premium change, but for purpose of the calcula... |
Rule 3901-4-02 | Long-term care partnership program.
...if the insured would be required to purchase additional benefits to qualify for the state long-term care partnership program and the insured is not eligible to purchase the additional benefits under the insurer's new business, long-term care, underwriting guidelines. (4) If the new policy has an actuarial value of benefits equal to or lesser than the actuarial value of benefits of the existin... |
Rule 3901-4-02 | Long-term care partnership program.
...if the insured would be required to purchase additional benefits to qualify for the state long-term care partnership program and the insured is not eligible to purchase the additional benefits under the insurer's new business, long-term care, underwriting guidelines. (4) If the new policy has an actuarial value of benefits equal to or lesser than the actuarial value of benefits of the existin... |
Rule 3901-4-02 | Long-term care partnership program.
...if the insured would be required to purchase additional benefits to qualify for the state long-term care partnership program and the insured is not eligible to purchase the additional benefits under the insurer's new business, long-term care, underwriting guidelines. (4) If the new policy has an actuarial value of benefits equal to or lesser than the actuarial value of benefits of the existin... |
Rule 3901-5-10 | Rental car insurance agent limited license.
...lacement of rental car insurance or the purchase of rental car insurance unless that person is licensed as an insurance agent pursuant to Chapter 3905. of the Revised Code or there has been compliance with the requirements of this rule. (2) The superintendent may issue to a rental car company that has complied with the requirements of this rule, a limited authority license that authorizes the rental car company to a... |
Rule 3901-5-10 | Rental car insurance agent limited license.
...lacement of rental car insurance or the purchase of rental car insurance unless that person is licensed as an insurance agent pursuant to Chapter 3905. of the Revised Code or there has been compliance with the requirements of this rule. (2) The superintendent may issue to a rental car company that has complied with the requirements of this rule, a limited authority license that authorizes the ren... |
Rule 3901-5-11 | Use of senior-specific certifications and professional designations in the marketing, solicitation, negotiation, sale or purchase of a life or health insurance policy or annuity.
...ing, solicitation, negotiation, sale or purchase of, or advice made in connection with, life or health insurance, or an annuity product. (B) Authority This rule is adopted pursuant to the superintendent's authority under sections 3901.041, 3901.19 to 3901.26, and 3905.14 of the Revised Code. (C) Application and scope This rule shall apply to any marketing, solicitation, negotiation, or sale or purchase of, or adv... |
Rule 3901-5-11 | Use of senior-specific certifications and professional designations in the marketing, solicitation, negotiation, sale, or purchase of a life or health insurance policy or annuity.
...solicitation, negotiation, sale, or purchase of, or advice made in connection with, life or health insurance, or an annuity product. (B) Authority This rule is promulgated pursuant to the authority vested in the superintendent under sections 3901.041, 3901.21, 3901.212, 3905.0611, and 3905.28 of the Revised Code. (C) Application and scope This rule applies to any marketing, solicitation, negot... |
Rule 3901-5-13 | Insurance navigator certification and agent exchange requirements.
... (v) Eligibility requirements to purchase qualified health plans; (vi) Means of appeal and dispute resolution; (vii) Conflict of interest and impartiality; (viii) Exchange privacy policies and requirements; (ix) Individual eligibility requirements for medicaid; (x) Advanced premium tax credits and cost sharing reductions; (xi) Publicly funded health care (children's health insuran... |
Rule 3901-5-13 | Insurance navigator certification and agent exchange requirements.
... (v) Eligibility requirements to purchase qualified health plans; (vi) Means of appeal and dispute resolution; (vii) Conflict of interest and impartiality; (viii) Exchange privacy policies and requirements; (ix) Individual eligibility requirements for medicaid; (x) Advanced premium tax credits and cost sharing reductions; (xi) Publicly funded health care (children's health insurance pro... |
Rule 3901-6-01 | Solicitation of life insurance and/or annuity contracts.
...iting or orally, in order to induce the purchase of any policy, shall within this state: (1) Make any statement or use any sales or advertising material in connection with any policy which provides a pure guaranteed annual endowment unless the gross premium and the amount of such benefit shall be shown separately and distinctly from the gross premium for and the amount of the life insurance benefit on the same page ... |
Rule 3901-6-01 | Solicitation of life insurance and/or annuity contracts.
... any of the following to induce the purchase of any policy within this state: (1) Make any statement or use any sales or advertising material in connection with any policy which provides a pure guaranteed annual endowment unless the gross premium and benefit amount are shown separately and distinctly from the gross premium for and the amount of the life insurance benefit on the same page and ... |
Rule 3901-6-02 | Correlated sales of life insurance and mutual funds or other securities.
...y; (b) Contracts which contemplate the purchase of a life insurance policy in correlation with the sale of shares of a mutual fund or other security; (2) To any acts and practices, whether they involve the use of language disseminated by means of sales kits, policy jackets or covers, letters, personal presentations, visual aids and other sales media in connection with the solicitation, sale, servicing or collection... |
Rule 3901-6-02 | Correlated sales of life insurance and mutual funds or other securities.
...A contract that assumes or requires the purchase of a life insurance policy as part of the sale of shares of a mutual fund or other security. (2) Any acts and practices related to the solicitation, sale, servicing, or collection of premiums for a life insurance policy or annuity contract that is part of the sale of shares of a mutual fund or other security by an insurance company, agent, pers... |
Rule 3901-6-05 | Replacement of life insurance and annuities.
...interests of life insurance and annuity purchases by establishing minimum standards of conduct to be observed in replacement or financed purchase transactions. It will: (a) Assure that purchasers receive information with which a decision can be made in his or her own best interest; (b) Reduce the opportunity for misrepresentation and incomplete disclosure; and (c) Establish penalties for failure to comply with req... |
Rule 3901-6-05 | Replacement of life insurance and annuities.
...rests of life insurance and annuity purchases by establishing minimum standards of conduct to be observed in replacement or financed purchase transactions. It will: (a) Assure that purchasers receive information with which a decision can be made in the purchaser's own best interest; (b) Reduce the opportunity for misrepresentation and incomplete disclosure; and (c) Establish penalties for failu... |
Rule 3901-6-08 | Variable life insurance.
...ations shall be made to an applicant to purchase a variable life insurance policy and that no variable life insurance policy shall be issued in the absence of reasonable grounds to believe that the purchase of such policy is not unsuitable for such applicant on the basis of information furnished after reasonable inquiry of such applicant concerning the applicant's insurance and investment objectives, financial situat... |
Rule 3901-6-08 | Variable life insurance.
...ations shall be made to an applicant to purchase a variable life insurance policy and that no variable life insurance policy shall be issued in the absence of reasonable grounds to believe that the purchase of such policy is not unsuitable for such applicant on the basis of information furnished after reasonable inquiry of such applicant concerning the applicant's insurance and investment objectives, financial situat... |
Rule 3901-6-13 | Suitability in annuity transactions.
...ode, provided the consideration paid to purchase, exchange or replace the annuity is reasonable related to the price of the pre-need funeral contract, and a pre-need funeral contract is in place at the time the annuity is purchased, exchanged or replaced. (E) Definitions (1) "Annuity" means an annuity that is an insurance product under state law that is individually solicited, whether the produc... |
Rule 3901-6-14 | Annuity disclosure.
...The goal of this rule is to ensure that purchasers of annuity contracts understand certain basic features of annuity contracts. (B) Authority This rule is promulgated pursuant to the authority vested in the superintendent under sections 3901.041 and 3901.19 to 3901.21 of the Revised Code. (C) Applicability and scope This rule applies to all group and individual annuity contracts and certificates except: (1) Imme... |
Rule 3901-6-14 | Annuity disclosure.
...The goal of this rule is to ensure that purchasers of annuity contracts understand certain basic features of annuity contracts. (B) Authority This rule is promulgated pursuant to the authority vested in the superintendent under sections 3901.041 and 3901.19 to 3901.21 of the Revised Code. (C) Applicability and scope This rule applies to all group and individual annuity contracts and certificates except: (1) Imme... |
Rule 3901-7-01 | Annual review of title insurance agent escrow accounts.
...ent or third party funds related to any purchase or sale of real property, or any finance or refinance secured by a mortgage on real property. (D) Each agent shall file, pursuant to paragraph (I) of this rule, either an independent annual review or an annual review claim of exemption on a form prescribed by the superintendent on or before January fifteenth for the preceding twelve month period ending August thirty-f... |
Rule 3901-7-03 | Title insurance agents notice to mortgagors.
...tgage loan made simultaneously with the purchase of all or part of the real property securing the loan, where no owner's title insurance policy has been requested, shall provide the notice set forth in the appendix to this rule to the mortgagor at the time the commitment is prepared. (D) Notice to be maintained The title insurance agent required to provide the notice described in this rule shall maintain a copy of ... |
Rule 3901-8-05 | Regulation of third party administrators.
...earranged limited beyond which they purchase insurance coverage to protect the plan against unpredictable or catastrophic losses. (9) Other terms used herein shall have the same meanings prescribed in section 3959.01 of the Revised Code. (D) Standards for licensing For the protection of the people of this state, the superintendent shall not issue, nor permit to exist, any third party admini... |
Rule 3901-8-05 | Regulation of third party administrators.
...earranged limited beyond which they purchase insurance coverage to protect the plan against unpredictable or catastrophic losses. (9) Other terms used herein shall have the same meanings prescribed in section 3959.01 of the Revised Code. (D) Standards for licensing For the protection of the people of this state, the superintendent shall not issue, nor permit to exist, any third party admini... |
Rule 3901-8-07 | Advertisement of sickness and accident insurance.
...solicit residents of this state for the purchase of sickness and accident insurance. (11) "Prominently" or "conspicuously" for the purpose of this rule means that the information to be disclosed prominently or conspicuously will be presented in such a manner that is noticeably set apart from other information or images in the advertisement. (E) Method of disclosure of required information All i... |
Rule 3901-8-08 | Medicare supplement.
...ing or confusing in connection with the purchase of such policies or with the settlement of claims; and to provide for full disclosures in the sale of sickness and accident insurance coverage to persons eligible for medicare. (B) Authority This rule is promulgated pursuant to the authority vested in the superintendent under sections 3901.041, 3923.33 and 3923.331 to 3923.339 of the Revised Code.... |
Rule 3901-8-08 | Medicare supplement.
...ing or confusing in connection with the purchase of such policies or with the settlement of claims; and to provide for full disclosures in the sale of sickness and accident insurance coverage to persons eligible for medicare. (B) Authority This rule is promulgated pursuant to the authority vested in the superintendent under sections 3901.041, 3923.33 and 3923.331 to 3923.339 of the Revised Code.... |
Rule 3901-8-09 | Solicitation and sale of medicare supplemental accident and health policies.
...person has the option, if he or she purchases a medicare supplemental insurance policy, of paying his or her premium(s) directly to the insurance company. (6) Any inaccurate or misleading description of the benefits provided by either the medicare program or the medicare supplemental policy being offered for sale. (7) Any attempt by an insurance company or agent to arrange a solicitation or sale... |
Rule 3901-8-12 | Open enrollment.
...fter any costs related to the carrier's purchase of reinsurance coverage; (b) The total amount of claims for losses paid by the carrier both before and after any reimbursement from reinsurance coverage; (c) The amount of any losses incurred by the carrier but not reported by the carrier in the current or prior year; and (d) The amount of costs incurred by the carrier for reinsurance coverage. (3) ... |
Rule 3901-8-12 | Open enrollment.
...fter any costs related to the carrier's purchase of reinsurance coverage; (b) The total amount of claims for losses paid by the carrier both before and after any reimbursement from reinsurance coverage; (c) The amount of any losses incurred by the carrier but not reported by the carrier in the current or prior year; and (d) The amount of costs incurred by the carrier for reinsurance coverage. (3) ... |