Ohio Administrative Code Search

... any options, warrants or rights to purchase any securities, other than warrants or rights issued to security holders as such, on a pro rata basis. If the solicitation is made on behalf of persons other than the issuer, the information required need be furnished only as to nominees of the person making the solicitation and associates of such nominees. (2) Current remuneration. Furnish the inf...

...respect to all securities of the issuer purchased or sold within the past two years, the dates on which they were purchased or sold and the amount purchased or sold on each such date. (4) If any part of the purchase price or market value of any of the securities specified in paragraph (C) of this rule is represented by funds borrowed or otherwise obtained for the purpose of acquiring or holding such securities, so s...

...ect to all securities of the issuer purchased or sold within the past two years, the dates on which they were purchased or sold and the amount purchased or sold on each such date. (4) If any part of the purchase price or market value of any of the securities specified in paragraph (E) of this rule is represented by funds borrowed or otherwise obtained for the purpose of acquiring or holding s...

... last two fiscal years. Item 9. Recent purchases of voting securities Describe any purchases of any voting securities of the insurer by the applicant, its affiliates or any person listed in item 3 during the twelve calendar months preceding the filing of this statement. Include in the description the dates of purchase, the names of the purchasers, and the consideration paid or agreed to be paid therefore. State whe...

... last two fiscal years. Item 9. Recent purchases of voting securities Describe any purchases of any voting securities of the insurer by the applicant, its affiliates or any person listed in item 3 during the twelve calendar months preceding the filing of this statement. Include in the description the dates of purchase, the names of the purchasers, and the consideration paid or agreed to be paid therefore. State whe...

...ate of the transaction. Item 3. Sales, purchases, exchanges, loans, extensions of credit, guarantees or investments If notice is being given under division (A)(1) of section 3901.341 of the Revised Code, furnish a brief description of the amount and source of funds, securities, property or other consideration for the sale, purchase, exchange of assets, loan, extension of credit, guarantee, or investment. If any sec...

...ate of the transaction. Item 3. Sales, purchases, exchanges, loans, extensions of credit, guarantees or investments If notice is being given under division (A)(1) of section 3901.341 of the Revised Code, furnish a brief description of the amount and source of funds, securities, property or other consideration for the sale, purchase, exchange of assets, loan, extension of credit, guarantee, or investment. If any sec...

...been covered under the policy. (b) The purchase of additional coverage shall not be considered a premium rate increase, but for purposes of the calculation required under paragraph (AA) of this rule, the portion of the premium attributable to the additional coverage shall be added to and considered part of the initial annual premium. (c) A reduction in benefits shall not be considered a premium change, but for purp...

...been covered under the policy. (b) The purchase of additional coverage is not considered a premium rate increase, but for purposes of the calculation required under paragraph (AA) of this rule, the portion of the premium attributable to the additional coverage is added to and considered part of the initial annual premium. (c) A reduction in benefits is not considered a premium change, but for purpose of the calcula...

...if the insured would be required to purchase additional benefits to qualify for the state long-term care partnership program and the insured is not eligible to purchase the additional benefits under the insurer's new business, long-term care, underwriting guidelines. (4) If the new policy has an actuarial value of benefits equal to or lesser than the actuarial value of benefits of the existin...

...if the insured would be required to purchase additional benefits to qualify for the state long-term care partnership program and the insured is not eligible to purchase the additional benefits under the insurer's new business, long-term care, underwriting guidelines. (4) If the new policy has an actuarial value of benefits equal to or lesser than the actuarial value of benefits of the existin...

...if the insured would be required to purchase additional benefits to qualify for the state long-term care partnership program and the insured is not eligible to purchase the additional benefits under the insurer's new business, long-term care, underwriting guidelines. (4) If the new policy has an actuarial value of benefits equal to or lesser than the actuarial value of benefits of the existin...

...lacement of rental car insurance or the purchase of rental car insurance unless that person is licensed as an insurance agent pursuant to Chapter 3905. of the Revised Code or there has been compliance with the requirements of this rule. (2) The superintendent may issue to a rental car company that has complied with the requirements of this rule, a limited authority license that authorizes the rental car company to a...

...lacement of rental car insurance or the purchase of rental car insurance unless that person is licensed as an insurance agent pursuant to Chapter 3905. of the Revised Code or there has been compliance with the requirements of this rule. (2) The superintendent may issue to a rental car company that has complied with the requirements of this rule, a limited authority license that authorizes the ren...

...ing, solicitation, negotiation, sale or purchase of, or advice made in connection with, life or health insurance, or an annuity product. (B) Authority This rule is adopted pursuant to the superintendent's authority under sections 3901.041, 3901.19 to 3901.26, and 3905.14 of the Revised Code. (C) Application and scope This rule shall apply to any marketing, solicitation, negotiation, or sale or purchase of, or adv...

...solicitation, negotiation, sale, or purchase of, or advice made in connection with, life or health insurance, or an annuity product. (B) Authority This rule is promulgated pursuant to the authority vested in the superintendent under sections 3901.041, 3901.21, 3901.212, 3905.0611, and 3905.28 of the Revised Code. (C) Application and scope This rule applies to any marketing, solicitation, negot...

... (v) Eligibility requirements to purchase qualified health plans; (vi) Means of appeal and dispute resolution; (vii) Conflict of interest and impartiality; (viii) Exchange privacy policies and requirements; (ix) Individual eligibility requirements for medicaid; (x) Advanced premium tax credits and cost sharing reductions; (xi) Publicly funded health care (children's health insuran...

... (v) Eligibility requirements to purchase qualified health plans; (vi) Means of appeal and dispute resolution; (vii) Conflict of interest and impartiality; (viii) Exchange privacy policies and requirements; (ix) Individual eligibility requirements for medicaid; (x) Advanced premium tax credits and cost sharing reductions; (xi) Publicly funded health care (children's health insurance pro...

...iting or orally, in order to induce the purchase of any policy, shall within this state: (1) Make any statement or use any sales or advertising material in connection with any policy which provides a pure guaranteed annual endowment unless the gross premium and the amount of such benefit shall be shown separately and distinctly from the gross premium for and the amount of the life insurance benefit on the same page ...

... any of the following to induce the purchase of any policy within this state: (1) Make any statement or use any sales or advertising material in connection with any policy which provides a pure guaranteed annual endowment unless the gross premium and benefit amount are shown separately and distinctly from the gross premium for and the amount of the life insurance benefit on the same page and ...

...y; (b) Contracts which contemplate the purchase of a life insurance policy in correlation with the sale of shares of a mutual fund or other security; (2) To any acts and practices, whether they involve the use of language disseminated by means of sales kits, policy jackets or covers, letters, personal presentations, visual aids and other sales media in connection with the solicitation, sale, servicing or collection...

...A contract that assumes or requires the purchase of a life insurance policy as part of the sale of shares of a mutual fund or other security. (2) Any acts and practices related to the solicitation, sale, servicing, or collection of premiums for a life insurance policy or annuity contract that is part of the sale of shares of a mutual fund or other security by an insurance company, agent, pers...

...interests of life insurance and annuity purchases by establishing minimum standards of conduct to be observed in replacement or financed purchase transactions. It will: (a) Assure that purchasers receive information with which a decision can be made in his or her own best interest; (b) Reduce the opportunity for misrepresentation and incomplete disclosure; and (c) Establish penalties for failure to comply with req...

...rests of life insurance and annuity purchases by establishing minimum standards of conduct to be observed in replacement or financed purchase transactions. It will: (a) Assure that purchasers receive information with which a decision can be made in the purchaser's own best interest; (b) Reduce the opportunity for misrepresentation and incomplete disclosure; and (c) Establish penalties for failu...

...ations shall be made to an applicant to purchase a variable life insurance policy and that no variable life insurance policy shall be issued in the absence of reasonable grounds to believe that the purchase of such policy is not unsuitable for such applicant on the basis of information furnished after reasonable inquiry of such applicant concerning the applicant's insurance and investment objectives, financial situat...