Ohio Administrative Code Search
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Rule 1301:6-3-19 | Deceptive practices and good business repute.
...(A) No dealer or salesperson shall: (1) Engage in any pattern of unreasonable or unjustified delay in the delivery of securities sold; (2) Induce trading in a customer's account which is excessive in size or frequency in view of the financial resources of the customer or character of the account; (3) Execute a transaction on behalf of a customer without authority to do so; (4) Exercise any... |
Rule 1301:6-3-39.1 | Retroactive exemption, qualification or registration.
...(A) An application may be made pursuant to section 1707.391 of the Revised Code to exempt, qualify or register securities when the only deficiency is a failure to timely file or a failure to properly file with the division the appropriate form due to excusable neglect and the issuer is not otherwise in violation of section 1707.13 of the Revised Code. (1) For the purposes of this rule, "failure to timely file" means... |
Rule 1301:6-3-39.1 | Retroactive exemption, qualification or registration.
...(A) An application may be made pursuant to section 1707.391 of the Revised Code to exempt, qualify or register securities when the only deficiency is a failure to timely file or a failure to properly file with the division the appropriate form due to excusable neglect and the issuer is not otherwise in violation of section 1707.13 of the Revised Code. (1) For the purposes of this rule, "failu... |
Rule 1301:6-3-44 | Investment adviser and investment adviser representative fraudulent practices; general prohibitions; cross transactions.
...(A) Advertisements by investment advisers and investment adviser representatives. (1) It shall constitute a fraudulent, deceptive, or manipulative act, practice, or course of business within the meaning of section 1707.44 of the Revised Code for any investment adviser licensed or required to be licensed under Chapter 1707. of the Revised Code, or any investment adviser representative employed by or associated with a... |
Rule 1301:6-3-44 | Investment adviser and investment adviser representative fraudulent practices; general prohibitions; cross transactions.
...(A) Advertisements by investment advisers and investment adviser representatives. (1) It shall constitute a fraudulent, deceptive, or manipulative act, practice, or course of business within the meaning of section 1707.44 of the Revised Code for any investment adviser licensed or required to be licensed under Chapter 1707. of the Revised Code, or any investment adviser representative employed by ... |
Rule 1301:7-7-01 | Scope and Administration.
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Rule 1301:7-7-02 | Definitions.
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Rule 1301:7-7-03 | General Requirements.
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Rule 1301:7-7-04 | Emergency planning and preparedness.
...(A) Section 401 General (1) 401.1 Scope. Reporting of emergencies, coordination with emergency response forces, emergency plans, and procedures for managing or responding to emergencies shall comply with the provisions of this paragraph. Exception: Firms that have approved on-premises fire-fighting organizations and that are in compliance with approved procedures for fire reporting. (2) 401.2 Approval. Where requi... |
Rule 1301:7-7-05 | Fire Service Features.
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Rule 1301:7-7-06 | Building services and systems.
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Rule 1301:7-7-07 | Fire and Smoke Protection Features.
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Rule 1301:7-7-08 | Interior finish, decorative materials and furnishings.
...(A) Section 801 General (1) 801.1 Scope. The provisions of this rule shall govern interior finish, interior trim, furniture, furnishings, decorative materials and decorative vegetation in buildings. Existing buildings shall comply with paragraphs (C)(803) to (H)(808) of this rule. New buildings shall comply with paragraphs (D)(804) to (H)(808) of this rule and section 803 of the building code as listed in rule 1301:... |
Rule 1301:7-7-09 | Fire Protection Systems.
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Rule 1301:7-7-10 | Means of Egress.
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Rule 1301:7-7-11 | Construction Requirements for Existing Buildings.
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Rule 1301:7-7-20 | Aviation facilities.
...(A) Section 2001 General (1) 2001.1 Scope. Airports, heliports, helistops and aircraft hangars shall be in accordance with this rule. (2) 2001.2 Regulations not covered. Regulations not specifically contained herein pertaining to airports, aircraft maintenance, aircraft hangars and appurtenant operations shall be in accordance with nationally recognized standards. (3) 2001.3 Permits. For pe... |
Rule 1301:7-7-21 | Dry cleaning.
...(A) Section 2101 General (1) 2101.1 Scope. Dry cleaning plants and their operations shall comply with the requirements of this rule. (2) 2101.2 Permit required. Permits shall be required as set forth in rule 1301:7-7-01 of the Administrative Code. (B) Section 2102 Definitions (1) 2102.1 Definitions. The following terms are defined in rule 1301:7-7-02 of the Administrative Code. "Dry cleaning." "Dry ... |
Rule 1301:7-7-23 | Motor Fuel-Dispensing Facilities and Repair Garages.
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Rule 1301:7-7-24 | Flammable finishes.
...(A) Section 2401 General (1) 2401.1 Scope. This rule shall apply to locations or areas where any of the following activities are conducted: (a) The application of flammable finishes to articles or materials by means of spray apparatus. (b) The application of flammable finishes by dipping or immersing articles or materials into the contents of tanks, vats or containers of flammable or combustibl... |
Rule 1301:7-7-25 | Fruit and crop ripening.
...(A) Section 2501 General (1) 2501.1 Scope. Ripening processes where ethylene gas is introduced into a room to promote the ripening of fruits, vegetables and other crops shall comply with this rule. Exception: Mixtures of ethylene and one or more inert gases in concentrations that prevent the gas from reaching greater than 25 per cent of the lower explosive limit (LEL) when released to the at... |
Rule 1301:7-7-26 | Fumigation and insecticidal fogging.
...(A) Section 2601 General (1) 2601.1 Scope. Fumigation and insecticidal fogging operations within buildings, structures and spaces shall comply with this rule. (2) 2601.2 Permits. Permits shall be required as set forth in rule 1301:7-7-01 of the Administrative Code. (B) Section 2602 Definitions (1) 2602.1 Definitions. The following terms are defined in rule 1301:7-7-02 of the Administrative Code. ... |
Rule 1301:7-7-27 | Semiconductor Fabrication Facilities.
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Rule 1301:7-7-28 | Lumber yards and agro-industrial, solid biomass and woodworking facilities.
...(A) Section 2801 General (1) 2801.1 Scope. The storage, manufacturing and processing of solid biomass feedstock, timber, lumber, plywood, veneers and agro-industrial byproducts shall be in accordance with this rule. (2) 2801.2 Permit. Permits shall be required as set forth in rule 1301:7-7-01 of the Administrative Code. (B) Section 2802 Definitions (1) 2802.1 Definitions. The following... |
Rule 1301:7-7-29 | Manufacture of organic coatings.
...(A) Section 2901 General (1) 2901.1 Scope. Organic coating manufacturing processes shall comply with this rule except that this rule shall not apply to processes manufacturing nonflammable or water-thinned coatings or to operations applying coating materials. (2) 2901.2 Permits. Permits shall be required as set forth in rule 1301:7-7-01 of the Administrative Code. (3) 2901.3 Maintenance. Structures... |