Ohio Revised Code Search
Section |
---|
Section 1707.02 | Exempt securities.
... exchange, in such manner and upon such forms as are prescribed by the division, accompanied by payment of an approval fee of two hundred dollars, and the division shall make such investigation and may hold such hearings as it deems necessary to determine the propriety of giving approval. The cost of such investigation shall be borne by the applicant. The division may enter an order of approval, and if it does so, it... |
Section 1707.041 | Control bids made pursuant to tender offer or request or invitation for tenders.
...s with the division of securities the information prescribed in division (A)(2) of this section. The offeror shall deliver a copy of the information specified in division (A)(2) of this section, by personal service, to the subject company at its principal office not later than the time of the filing with the division. The offeror shall send or deliver to all offerees in this state, as soon as practicable after the fi... |
Section 1707.042 | Prohibited acts relating to control bids.
...to and is recoverable by a corporation, formed in this state, pursuant to section 1707.043 of the Revised Code, is conclusively presumed to have designated the secretary of state as its agent for the service of process in any action or proceeding under this chapter. Upon receipt of any such process, together with an affidavit showing the last known address of the person who made or opposed the control bid or who real... |
Section 1707.043 | Preventing manipulative practices.
...al, to acquire control of a corporation formed under the laws of this state, any profit realized, directly or indirectly, from the disposition of any equity securities of a corporation by a person who, within eighteen months before disposition directly or indirectly, alone or in concert with others, made a proposal, or publicly disclosed the intention or possibility of making a proposal, to acquire control of the cor... |
Section 1707.051 | Offerings-securities registration exemption.
...d Code, in either written or electronic form. (J) All of the following apply: (1) All payments for the purchase of securities are held in escrow until the aggregate capital deposited into escrow from all purchasers is equal to or greater than the stated minimum offering amount. (2) The escrow agent used is a bank, trust company, savings bank, savings association, or credit union authorized to do business in thi... |
Section 1707.053 | Offerings-certification from purchasers.
...ident at the time that this contract is formed, and if this representation is subsequently shown to be false, the contract is void." |
Section 1707.06 | Transactions requiring registration.
..., joint-stock company, or trust was not formed for the purpose of purchasing the security. (D) A sale of securities registered under section 1707.09 or 1707.091 of the Revised Code or sold pursuant to an exemption under this chapter shall not be integrated with a sale pursuant to this section in computing the number of purchasers under this section. |
Section 1707.093 | Electronic filings.
... electronic filing or submission of any form, document, material, or information that is required or permitted to be filed with or submitted to the division. |
Section 1707.15 | Applying for dealer's license.
...g with the division of securities the information, materials, and forms specified in rules adopted by the division, along with all of the following information: (1) The name and address of the applicant; (2) The location and addresses of the principal office and all other offices of the applicant; (3) A general description of the business of the applicant done prior to the application, including a list of state... |
Section 1707.151 | Application for and issuance of investment adviser's license.
...g with the division of securities the information, materials, and forms specified in rules adopted by the division. (B)(1) The division may investigate any applicant for a license and may require any additional information as it considers necessary to determine the applicant's business repute and qualifications to act as an investment adviser. (2) If the application for any license involves investigation outside ... |
Section 1707.16 | Application for and issuance of salesperson's license.
...n and by filing with the division the information, materials, and forms specified in rules adopted by the division, along with all of the following information: (1) The name and complete residence and business addresses of the applicant; (2) The name of the dealer who is employing the applicant or who intends to employ the applicant; (3) The applicant's age and education, and the applicant's experience in the s... |
Section 1707.161 | Investment adviser representative's license required - exceptions - application for and issuance of investment adviser representative's license.
... and employed by or associated with, or formerly employed by or associated with, an investment adviser licensed under section 1707.141 of the Revised Code; (2) The investment adviser representative, in the case of an investment adviser representative licensed under this section and employed by or associated with, or formerly employed by or associated with, an investment adviser that is subject to the notice filings... |
Section 1707.163 | Application for and issuance of state retirement system investment adviser license.
...g with the division of securities the information, materials, and forms specified in rules adopted by the division. (B)(1) The division may investigate any applicant for a license and may require any additional information as it considers necessary to determine the applicant's business repute and qualifications to act as an investment officer. (2) If the application for a state retirement system investment office... |
Section 1707.165 | Application for bureau chief investment officer - investigation - examination.
...g with the division of securities the information, materials, and forms specified in rules adopted by the division. (B) The division may investigate any applicant for a license and may require any additional information as it considers necessary to determine the applicant's business repute and qualifications to act as a chief investment officer. If the application for a bureau of workers' compensation chief investm... |
Section 1707.23 | Division of securities - enforcement powers.
...ire any person to file with it, on such forms as it prescribes, an original or additional statement or report in writing, under oath or otherwise, as to any facts or circumstances concerning the issuance, sale, or offer for sale of securities within this state by the person, as to the person's acts or practices as a dealer, a salesperson, an investment adviser, investment adviser representative, bureau of workers' co... |
Section 1707.471 | Restitution assistance awards from Ohio investor recovery fund.
...istance to the division in a manner and form prescribed by the division of securities. (B) To receive a restitution assistance award, the claimant shall submit an application to the division within one hundred eighty days after the date of the final order. The division may grant an extension for good cause shown by the claimant. In no case shall the division accept an application that is received more than two year... |
Section 1709.01 | Uniform transfer-on-death security registration act definitions.
...t otherwise requires: (A) "Beneficiary form" means a registration of a security that indicates the present owner of the security and the intention of the present owner regarding the person who will become the owner of the security upon the death of the present owner. (B) "Devisee" means any person designated in a will to receive a disposition of real or personal property. (C) "Heirs" means those persons, including... |
Section 1709.05 | Using transfer-on-death or TOD.
...Registration in beneficiary form may be shown by the words "transfer-on-death" or the abbreviation "TOD," after the name of the registered owner and before the name of a beneficiary. |
Section 1709.09 | Transfer-on-death is not testamentary.
...ting from a registration in beneficiary form is effective by reason of the contract regarding the registration between the owner of the security and the registering entity and by reason of sections 1709.01 to 1709.11 of the Revised Code and is not testamentary. (B) Sections 1709.01 to 1709.11 of the Revised Code do not limit the rights of creditors of the owners of securities against beneficiaries and other transfer... |
Section 1709.11 | Uniform Transfer-on-Death Security Registration Act.
...be known as and may be cited as the "uniform transfer-on-death security registration act." (B) Sections 1709.01 to 1709.11 of the Revised Code shall be liberally construed and applied to promote their underlying purposes and policy and to make uniform the laws with respect to the subject of those sections among states enacting similar laws. (C) Unless displaced by particular provisions of sections 1709.01 to 1709.1... |
Section 1710.06 | Plans for public improvements or public services.
... the plan, amended or otherwise, in the form of a petition to members of the district whose property may be assessed for the plan. Once the petition is signed by those members who own at least sixty per cent of the front footage of property that is to be assessed and that abuts upon a street, alley, public road, place, boulevard, parkway, park entrance, easement, or other public improvement, or those members who own ... |
Section 1711.04 | Premiums.
...Every society formed under sections 1711.01 and 1711.02 of the Revised Code shall annually offer and award premiums for the improvement of grains, fruits, vegetables, livestock, articles of domestic industry, public school displays, and such other articles, productions, and improvements as it deems proper, and may perform any acts best calculated to promote the agricultural interests and household manufacturing inter... |
Section 1711.15 | County aid to county agricultural society.
...f it, or contribute to or pay any other form of indebtedness of the society, if the director of agriculture has certified to the board that the county agricultural society is complying with all laws and rules governing the operation of county agricultural societies. The board may appropriate from the county's general fund or permanent improvement fund, and may appropriate revenue from a tax levied under division (T) ... |
Section 1711.17 | County joint ownership.
...reof, or contribute to or pay any other form of indebtedness of the society, if the director of agriculture has certified to the board that the independent agricultural society is complying with all laws and rules governing the operation of county agricultural societies. The boards may appropriate from their respective general funds such an amount as they consider necessary for any of those purposes. (B) An independ... |
Section 1713.22 | Colleges under ecclesiastical patronage.
...A corporation may be formed for the promotion of academic, collegiate, or university education, under religious influences, may set forth in its articles or certificate of incorporation, as a part thereof, the name of the religious sect, association, or denomination with which it is to be connected, and may grant any ecclesiastical body of such religious sect, association, or denomination, whether it is a conference,... |