Ohio Administrative Code Search

...(A) (1) In order to obtain approval to administer the elevator mechanic's examination, as required by division (D)(1)(b) of section 4785.04 of the Revised Code, a testing agency shall apply to the division on a form prescribed and furnished by the division. The testing agency shall provide the following information to the division on the application form prescribed by the division: (a) Name, a...

...the notice given to the licensee. (1) The notice of return of the salesperson's license shall state that upon return of the licensee's license to the division, the license will be automatically placed in an inactive status and that the superintendent may reactivate the license pursuant to the reactivation requirements of rule 1301:5-1-19 of the Administrative Code. A salesperson's license may...

... on the notice given to the licensee. (1) The notice of return of the salesperson's license shall state that upon return of the licensee's license to the division, the license will be automatically placed in an inactive status and that the superintendent may reactivate the license pursuant to the reactivation requirements of rule 1301:5-1-19 of the Administrative Code. A salesperson's license may remain in an inacti...

...division indefinitely, provided that: (1) The broker complies with the post-licensure education requirements of section 4735.07 of the Revised Code; and (2) The broker complies with the continuing education requirements of section 4735.141 of the Revised Code; and (3) The broker renews the broker's license in accordance with the provisions of section 4735.14 of the Revised Code and rule 130...

...rpose of all special meetings by: (1) Writing to the following address - "Ohio Real Estate Commission, Division of Real Estate and Professional Licensing, 77 South High Street, 20th floor, Columbus, Ohio 43215-6133"; (2) Calling the following telephone number during normal business hours - 614-466-4100; or (3) Accessing the division of real estate and professional licensing web site. (B) A...

...rpose of all special meetings by: (1) Writing to the following address - "Ohio Real Estate Commission, Division of Real Estate and Professional Licensing, 77 South High Street, 20th floor, Columbus, Ohio 43215-6133"; (2) Calling the following telephone number during normal business hours - 614-466-4100; or (3) Accessing the division of real estate and professional licensing web site. (B) A...

...d purpose of all special meetings by: (1) Writing to the following address - "Ohio Real Estate Commission, Division of Real Estate and Professional Licensing, 6606 Tussing Road PO Box 4008Reynoldsburg, OH 43068"; (2) Calling the following telephone number during normal business hours - 614-466-4100; or (3) Accessing the division of real estate and professional licensing web site. (B) Any person may receive notice...

...struction as prescribed in division (G)(1) of section 4735.07 of the Revised Code and division (J) of section 4735.09 of the Revised Code may be completed only after the issuance of the licensee's real estate broker's license or real estate salesperson's license. (C) An individual who has provided classroom instruction of the pre-licensure educational requirements prescribed in sections 4735.07 a...

...t to division (I) of section 4735.051 of the Revised Code, the following shall apply: (1) The real estate commission may include, at its sole discretion, any combination of sanctions in its order; (2) Where multiple violations of the Revised Code are found in a single case, the real estate commission's order shall specifically state the sanction(s) applicable to each violation. (3) Any fina...

...es as being part of a team shall: (1) Include in the advertisement the name as prescribed in rule 1301:5-1-02 of the Administrative Code of at least one of the licensees. The licensee is not required to include in the advertisement the names of every member of the team; (2) Include in the advertisement the name of the brokerage under whom the licensee is licensed and displayed in equal or gr...

...ruction as prescribed in division (G)(1) of section 4735.07 and in division (J) of section 4735.09 of the Revised Code shall not be offered to a licensee in which the instruction exceeds eight hours in any one calendar day.

...(A) (1) If a purchaser or seller declines to acknowledge receipt of the "Consumer Guide to Agency Relationships" required pursuant to section 4735.56 of the Revised Code or sign an agency disclosure form that is presented as required by section 4735.58 of the Revised Code, the licensee shall note the following on the bottom of the form: (a) The party(ies) to whom the form was presented; (b) T...

...nrefundable fee in accordance with rule 1301:5-7-06 of the Administrative Code. The initial application form and fee must be submitted to the division at least forty-five days prior to the proposed initial date of the offering. (C) An initial course approval shall be valid for the calendar year in which the course was approved. Re-certification of a course approval shall be filed with the division no later than Dece...

...minable value," as used in division (L)(1) of section 1707.01 of the Revised Code and paragraph (K)(2)(b)(i) of rule 1301:6-3-15 of the Administrative Code, means any securities not listed on an exchange specified in division (E)(1) of section 1707.02 of the Revised Code or approved by the division in accordance with division (E)(2) of section 1707.02 of the Revised Code or securities not actively traded in the over-...

...ble value," as used in division (L)(1) of section 1707.01 of the Revised Code means any securities not listed on an exchange specified in division (E)(1) of section 1707.02 of the Revised Code or approved by the division in accordance with division (E)(2) of section 1707.02 of the Revised Code or securities not actively traded in the over-the-counter market. (B) "The distribution by a corpora...

...For purposes of division (E) of section 1707.02 of the Revised Code, the division finds that securities listed on the national securities exchanges, or segments or tiers thereof, as identified by rule 146 under the Securities Act of 1933, 15 U.S.C.A. 77a shall be deemed exempt securities. (B) The designation of securities in paragraphs (A) of this rule as exempt securities is conditioned on such exchanges' listing...

...r the purposes of this rule and section 1707.03 of the Revised Code: (1) "Bank" shall have the meaning specified in division (O) of section 1707.01 of the Revised Code. (2) "Escrow Agreement" shall mean a written instrument established by a dealer registered with the securities and exchange commission in accordance with the standards set forth in 17 CFR 15c2-4(b), as amended, or a written instrument signed by the i...

...e purposes of this rule and section 1707.03 of the Revised Code: (1) "Bank" shall have the meaning specified in division (O) of section 1707.01 of the Revised Code. (2) "Escrow Agreement" shall mean a written instrument established by a dealer registered with the securities and exchange commission in accordance with the standards set forth in 17 CFR 15c2-4(b), as amended, or a written instru...

...d with the division pursuant to section 1707.06 of the Revised Code shall be filed on an appropriate division form. A registration by description intended to comply with division (A)(1) of section 1707.06 of the Revised Code shall be filed on a division form 6(A)(1), a registration by description intended to comply with division (A)(2) of section 1707.06 of the Revised Code shall be filed on a division form 6(A)(2), ...

...(A) Application. (1) An application to register securities by qualification in accordance with section 1707.09 of the Revised Code shall be made on a form 9 of the division or on form U-1 of the North American securities administrators association, and shall, as applicable, be accompanied by a division form 11 or a form U-2, and a form U-2(A) of the North American securities administrators association. (2) Whenever...

...(A) Application. (1) An application to register securities by qualification in accordance with section 1707.09 of the Revised Code shall be made on a form 9 of the division or on form U-1 of the North American securities administrators association, and shall, as applicable, be accompanied by a division form 11 or a form U-2, and a form U-2(A) of the North American securities administrators associ...

...statement filed pursuant to section 1707.091 of the Revised Code shall include the following documents in addition to the information specified in divisions (B)(1) and (B)(4) of section 1707.091 of the Revised Code, and the consent to service of process required by section 1707.11 of the Revised Code, unless the division permits otherwise: (1) A copy of the articles of incorporation and code ...

...ion statement filed pursuant to section 1707.091 of the Revised Code shall include the following documents in addition to the information specified in divisions (B)(1) and (B)(4) of section 1707.091 of the Revised Code, and the consent to service of process required by section 1707.11 of the Revised Code, unless the division permits otherwise: (1) A copy of the articles of incorporation and code of regulations or by...

...lings to the division electronically. (1) Investment companies that have registered securities, or have filed a registration statement, under the Investment Company Act of 1940, 15 U.S.C. 80a-1 et seq., as amended, issuers relying on Rule 506 of Regulation D, 17 CFR 230.506, as amended, eligible tier 2 issuers pursuant to Regulation A, 17 CFR 230.251 et seq., or eligible issuers relying on "Regul...

..., as defined in division (E) of section 1707.01 of the Revised Code subject, to the provisions of division (A)(1) of section 1707.14 of the Revised Code, and to the following exceptions: (1) Without a license, a person may sell the promissory notes or commercial paper of its subsidiary, provided such securities are not offered for sale, directly or indirectly, to the public, as that term is defined in paragraph (D) ...