Ohio Revised Code Search
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Section 1706.765 | Separate asset series-circumstances causing dissociation from series.
...d liability company pursuant to section 1706.411 of the Revised Code. (C) The person is expelled as a member associated with that series pursuant to the operating agreement. (D) The person is expelled as a member associated with the series by the unanimous consent of the other members associated with that series and if any of the following applies: (1) It is unlawful to carry on the series' activities with the ... |
Section 1706.7611 | Separate asset series-disposition of claims after dissolution.
...otice shall do all of the following: (1) Identify the limited liability company and the dissolved series; (2) Describe the information required to be included in a claim; (3) Provide a mailing address to which the claim is to be sent; (4) State the deadline by which the dissolved series must receive the claim. The deadline shall not be sooner than one hundred twenty days from the effective date of the notice.... |
Section 1706.7613 | Separate asset series-distribution of funds upon wind up.
...lus shall be distributed as follows: (1) First, to each person owning a membership interest associated with the series that reflects contributions made on account of that membership interest and not previously returned, an amount equal to the value of the person's unreturned contributions; (2) Then to each person owning a membership interest associated with the series in the proportions in which the owners of mem... |
Section 1707.05 | Definitions.
...As used in sections 1707.05 to 1707.058 of the Revised Code: (A) "OhioInvests issuer" means an entity organized under the laws of this state, other than a general partnership, that meets all of the following requirements: (1) The entity satisfies the requirements of 17 C.F.R. 230.147A. (2) The entity meets at least one of the following conditions: (a) The principal office of the entity is located in this stat... |
Section 1707.052 | Offerings-disclosure to purchasers.
...on regarding the OhioInvests issuer: (1) The type of entity it is; (2) The address and telephone number of its principal office; (3) Its formation history for the previous five years; (4) The identity of all persons owning more than ten per cent of any class of equity interest in the issuer; (5) The identity of its members, executive management, and any other persons occupying a similar status or performing... |
Section 1707.057 | Portal operators-record keeping requirements.
...ties offering, all of the following: (1) The name of each issuer whose securities have been listed on its OhioInvests portal and the full name, residential address, social security number, date of birth, and copy of a state-issued identification of all owners with greater than ten per cent voting equity in the issuer; (2) Copies of all offering materials that have been displayed on its OhioInvests portal; (3) T... |
Section 1707.06 | Transactions requiring registration.
...ried out upon compliance with sections 1707.08 and 1707.11 of the Revised Code: (1) The sale of its securities by a corporation may be so carried out when no part of the securities to be sold is issued directly or indirectly in payment or exchange for intangible property or for property not located in this state, and when the total commission, remuneration, expense, or discount, excluding legal, accounting, and pri... |
Section 1707.08 | Registration by description.
...The transactions enumerated in section 1707.06 of the Revised Code may be consummated on compliance with this section and section 1707.11 of the Revised Code. (B) A description, verified either by the oath of the individual filing it or of any individual having knowledge of the facts, shall be filed with the division of securities by the issuer, or by a majority of the incorporators of the issuer prior to ele... |
Section 1707.091 | Registration by coordination.
...t to Section 6 of the Securities Act of 1933 or for which a notification form and offering circular has been filed pursuant to regulation A of the general rules and regulations of the securities and exchange commission, 17 C.F.R. sections 230.251 to 230.256 and 230.258 to 230.263, as amended before or after the effective date of this section, in connection with the same offering may be registered by coordination. ... |
Section 1707.11 | Consent to service.
...ate, that is not licensed under section 1703.03 of the Revised Code, or that does not have its principal place of business in this state, shall submit to the division of securities an irrevocable consent to service of process, as described in division (B) of this section, in connection with any of the following: (1) Filings to claim any of the exemptions enumerated in division (Q), (W), or (Y) of section 1707.03 o... |
Section 1707.151 | Application for and issuance of investment adviser's license.
...in rules adopted by the division. (B)(1) The division may investigate any applicant for a license and may require any additional information as it considers necessary to determine the applicant's business repute and qualifications to act as an investment adviser. (2) If the application for any license involves investigation outside of this state, the applicant may be required by the division to advance sufficient... |
Section 1707.16 | Application for and issuance of salesperson's license.
...th all of the following information: (1) The name and complete residence and business addresses of the applicant; (2) The name of the dealer who is employing the applicant or who intends to employ the applicant; (3) The applicant's age and education, and the applicant's experience in the sale of securities; whether the applicant has ever been licensed by the division, and if so, when; whether the applicant has ... |
Section 1707.165 | Application for bureau chief investment officer - investigation - examination.
... both of the following requirements: (1) Acts as a bureau of workers' compensation chief investment officer on September 29, 2005; (2) Has experience or education acceptable to the division. (D)(1) Except as provided in division (D)(2) of this section, if the division finds that the applicant is of good business repute, appears to be qualified to act as a bureau of workers' compensation chief investment officer... |
Section 1707.17 | Renewal - license fees.
...(A)(1) The license of every dealer in and salesperson of securities shall expire on the thirty-first day of December of each year, and may be renewed upon the filing with the division of securities of an application for renewal, and the payment of the fee prescribed in this section. The division shall give notice, without unreasonable delay, of its action on any application for renewal of a dealer's or salesperson's ... |
Section 1707.18 | Application for transfer of license.
...(A)(1) If a partnership licensed as a dealer is terminated under the laws of the state where the partnership is organized, or by death, resignation, withdrawal, or addition of a general partner, the license of the partnership shall be automatically extended for a period of thirty days after the termination. The license of the partnership and the licenses of its salespersons may be transferred to the successor p... |
Section 1707.49 | Reporting elder financial exploitation.
...(A) As used in this section: (1) "Eligible adult" means either of the following: (a) A person sixty years of age or older; (b) A person eligible to receive protective services pursuant to sections 5101.60 to 5101.71 of the Revised Code. (2) "Financial exploitation" means either of the following: (a) The wrongful or unauthorized taking, withholding, directing, appropriation, or use of money, assets, or prope... |
Section 1710.06 | Plans for public improvements or public services.
...d to, provisions for the following: (1) Creating and operating the district and the nonprofit corporation under this chapter, including hiring employees and professional services, contracting for insurance, and purchasing or leasing office space and office equipment and other requirements of the district; (2) Planning, designing, and implementing a public improvements or public services plan, including hiring a... |
Section 1711.03 | Reimbursement to agricultural societies for junior club work.
...(A)(1) The board of county commissioners of a county, in which a county or independent agricultural society is located that receives state or county aid, annually shall appropriate an amount determined by the board for the society's junior club. The board shall ensure that the amount appropriated is at least one hundred dollars. The board shall certify the amount appropriated to the county auditor. (2) The county ... |
Section 1711.26 | Authority to sell or exchange site.
...y and either of the following apply: (1) The premises are greater in size than is necessary for the purposes to which they are devoted. (2) The premises are not suitable in their formation or character for the purposes to which they are devoted. (B) If the title to the premises described in division (A) of this section is held by the county, the board of county commissioners may sell any part of the premises or... |
Section 1713.01 | Institution defined.
...As used in sections 1713.01 to 1713.06 of the Revised Code, "institution" includes: (A) Any nonprofit university, college, academy, school, or other institution, incorporated or unincorporated, that does any of the following: (1) Awards or intends to award diplomas for the completion of a course designed to prepare students to be eligible for certification as registered nurses; (2) Offers or intends to offer instr... |
Section 1713.05 | Rates for loans to students.
...(A) As used in this section: (1) "College or university" means a nonprofit educational institution qualifying under division (A)(2) of section 1713.01 and holding a certificate of authorization issued under section 1713.02 of the Revised Code. (2) "Controlled entity" means a wholly owned subsidiary of a college or a university or a partnership in which a college or a university, or its wholly owned subsidiary, is t... |
Section 1715.51 | Uniform management of institutional funds definitions.
...As used in sections 1715.51 to 1715.59 of the Revised Code: (A) "Charitable purpose" means any purpose the achievement of which is beneficial to the community, including the relief of poverty, the advancement of education or religion, the promotion of health, and the promotion of a governmental purpose. (B) "Institution" means any of the following: (1) A person, other than an individual, organized and operated... |
Section 1715.54 | Delegation of authority.
...(A)(1) Subject to any specific limitation set forth in a gift instrument or in any other provision of law, an institution may delegate to an external agent the management and investment of an institutional fund to the extent that an institution could prudently delegate under the circumstances. An institution shall act in good faith, with the care that an ordinarily prudent person in a like position would exerci... |
Section 1716.14 | Prohibited acts and practices - noncomplying solicitation is a nuisance.
...ing of a charitable sales promotion: (1) Committing any deceptive act or practice; (2) Misleading any person as to any material fact concerning the solicitation of contributions for a charitable organization or charitable purpose or concerning a charitable sales promotion; (3) Using any representation that implies that the contribution is for or on behalf of a charitable organization, or using any emblem, devic... |
Section 1717.06 | Agents of county humane society.
... humane society organized under section 1717.05 of the Revised Code may appoint humane society agents for the purpose of prosecuting any person guilty of an act of cruelty to animals. Such agents may arrest any person found violating this chapter or any other law for protecting animals or preventing acts of cruelty thereto. Upon making an arrest, the humane society agent shall convey the person arrested before a cour... |