This website publishes administrative rules on their effective dates, as designated by the adopting state agencies, colleges, and
		universities.
	
	
	
		
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							Rule 4906-3-01 | Purpose and scope.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) Unless otherwise specified, this
		  chapter sets forth the specific procedural requirements for the filing of a
		  standard certificate application. (B) The board may, upon its own motion,
		  or upon an application or motion filed by a party, waive any requirement of
		  this chapter other than a requirement mandated by statute. (C) With respect to any aspect of the
		  public notification requirements, including all notices, service requirements,
		  and other forms of public information, inadvertent failure of service on, or
		  notice to, any of the persons entitled to receive service pursuant to the
		  requirements of this chapter, may be cured pursuant to orders of the board or
		  the administrative law judge, designed to afford such persons adequate notice
		  to enable their effective participation in the proceeding. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:10 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-02 | Preapplication meeting.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				An applicant considering construction of a major
		utility facility or economically significant wind farm may request a
		preapplication meeting with the board staff prior to submitting an application.
		The results of such meeting(s) in no way constitutes approval or disapproval of
		a particular site or route, and in no way predetermines the board's
		decision regarding subsequent certification or approval. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:10 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-03 | Public notification requirements.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) The applicant shall file a
		  preapplication notification letter with the board at least twenty-one days
		  prior to the date of any public informational meeting(s) held pursuant to
		  paragraph (B) of this rule. The preapplication notification letter shall
		  include the following information: (1) A basic description
			 of the project that shall include information about the anticipated function,
			 equipment size, approximate acreage, general location, schedule, and purpose of
			 the project. (2) The date, time, and
			 location of the public informational meetings to be held pursuant to paragraph
			 (B) of this rule. (3) A list of any waivers
			 of the board's rules that the applicant anticipates it will be requesting
			 for the project. (4) Confirmation that the
			 applicant has prominently posted the information described in this paragraph on
			 its website prior to filing the preapplication notification
			 letter. (B) After satisfying any applicable
		  meeting requirements under section 303.61 of the Revised Code, the applicant
		  shall conduct at least two informational meetings open to the public to be held
		  in the area in which the project is located prior to submitting a standard
		  certificate application to the board. The first of these informational meetings
		  should notify the public and solicit input on the scope of the project. The
		  second of these informational meetings is to occur not more than ninety days
		  prior to filing the application and is intended to present the project to the
		  public in a manner consistent with what will be presented in the application.
		  If substantial changes are made to the application after the second
		  informational meeting, the executive director of the board may require that the
		  applicant hold another informational meeting. If, under division (A)(2) of
		  section 303.62 of the Revised Code, a county adopts a resolution limiting the
		  boundaries of the proposed facility, the applicant shall reconduct any public
		  informational meeting or meetings that it had conducted under this paragraph
		  prior to the county's adoption of that resolution, to reflect the updated
		  boundaries under the county's resolution. (1) The applicant will
			 give at least one public notice of each of the informational meetings in
			 newspapers of general circulation in the project area, to be published not more
			 than twenty-one days or fewer than seven days before the date for the meeting.
			 Each notice shall occupy not less than one-fourth of each newspaper's
			 standard page, with letters not less than ten-point type, and shall bear the
			 heading "Notice of Public Informational Meeting for Proposed Major Utility
			 Facility" or "Notice of Public Informational Meeting for Proposed
			 Economically Significant Wind Farm," as applicable, in bold letters not
			 less than one-fourth inch high or thirty-point type. Each notice shall not be
			 published in the legal notices section of the newspaper. Each notice provided
			 shall address the purpose of the project, the project construction schedule,
			 and proposed location of the facility. Proof of publication, including a copy
			 of the public notice, shall be filed in the case record no later than thirty
			 days from the date of publication.  (2) At least twenty-one
			 days before each of the informational meetings, the applicant shall send a
			 letter to each property owner and affected resident. Each letter shall briefly
			 describe the certification process, including information on how to participate
			 in the proceeding and how to request notification of the public hearing. Each
			 letter shall include the applicant's and board's website and contact
			 information. Each letter shall also include the date, time, and location of the
			 informational meeting, a description of the project, and the purpose of the
			 respective informational meeting. Notice of compliance with this requirement,
			 including a copy of each of the form letters, shall be filed in the case record
			 and a list of the names of each resident and property owner letter recipient
			 shall be provided to staff. Inability or inadvertent failure to notify the
			 persons described in this rule shall not constitute failure to give public
			 notices, provided there is substantial compliance with these requirements. Each
			 letter shall be sent to each property owner and affected resident: (a) Within the planned site or along the proposed route
				options, where applicable, for the proposed facility. (b) Contiguous to the planned site or proposed route of the
				proposed facility. (c) Who may be approached by the applicant for any
				additional easement or land access necessary for the construction, operation,
				or maintenance of the facility. (d) If the property owner's address is not the same as
				the address affected by the proposed facility, then the applicant shall also
				send a letter to each affected property. (3) At least twenty-one
			 days before each informational meeting, the applicant shall also display
			 information required by paragraphs (B)(1) and (B)(2) of this rule in a
			 prominent location on the applicant's website. (4) If the location of
			 the proposed facility changes after the second informational meeting, the
			 applicant shall send a letter to any property owner and affected resident, as
			 defined by paragraph (B)(2) of this rule. The letter shall be sent at least
			 twenty-one days prior to the public hearing. The letter shall describe the
			 certification process, including information on how to participate in the
			 proceeding, and the date, time, and location of the public hearing. The letter
			 shall also include a description of the project. The letter shall include the
			 applicant's and board's website and contact information. Notice of
			 compliance with this requirement shall be filed in the case record and a list
			 of the names of each resident and property owner shall be provided to
			 staff. (5) At the public
			 informational meetings, the applicant shall present maps showing the proposed
			 facility, as well as mapping software with aerial imagery that contains layers
			 representing facility components along with sensitive receptors and address
			 search capabilities. The applicant maintains the right to protect from
			 disclosure any facility information that is critical energy infrastructure
			 information and other facility information that is confidentially protected
			 from public disclosure. The applicant shall solicit written comments from the
			 attendees. The applicant shall summarize in its certificate application how
			 many and what types of comments were received and, after redacting any
			 information as to each commenter's postal address, email address, and
			 telephone number, file the written comments with its application. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:10 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-04 | Combined standard and accelerated certificate applications.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) A project that qualifies for
		  accelerated review by the board and is an associated facility of a major
		  utility facility that is subject to filing as a standard certificate
		  application with the board may be included in the standard certificate
		  application. (B) Electric generation plants and associated electric
		  transmission or gas pipeline projects that do not qualify for accelerated
		  review shall be filed in separate standard certificate
		  applications. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:11 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-05 | Fully developed site or route information.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				All standard certificate applications shall include
		fully developed information on the proposed sites or routes. A standard
		certificate application for an electric transmission line or gas pipeline
		should also identify a proposed alternative route together with a brief
		explanation of why the alternative route is less preferred than the proposed
		route. Information as to the alternative route need not be fully developed as
		part of the application filing.  
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:11 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-06 | Completeness of standard certificate applications, staff investigations, and staff reports.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) Upon receipt of a standard
		  certificate application for an economically significant wind farm or major
		  utility facility, excluding those filed under paragraph (B) of this rule, the
		  chairperson, or the chairperson's designee, shall examine the certificate
		  application to determine compliance with Chapters 4906-1 to 4906-7 of the
		  Administrative Code. Within sixty days following receipt, the chairperson or
		  designee shall either: (1) Accept the standard
			 certificate application as complete and notify the applicant to serve and file
			 a certificate of service for the accepted, complete application. (2) Reject the standard
			 certificate application as incomplete and mail a copy of the completeness
			 decision to the applicant setting forth specific grounds on which the rejection
			 is based. If an application is determined as incomplete, the applicant may
			 appeal for redetermination by an administrative law judge. (B) Upon receipt of a standard
		  certificate application for a major utility facility which is related to a coal
		  research and development project as defined in section 1551.01 of the Revised
		  Code, or to a coal development project as defined in section 1551.30 of the
		  Revised Code, submitted to the Ohio coal development office for review under
		  division (B)(8) of section 1551.33 of the Revised Code, the chairman shall
		  promptly accept the certificate application as complete and shall notify the
		  applicant to file the accepted, complete application in accordance with the
		  provisions of rules 4906-3-08 and 4906-3-09 of the Administrative
		  Code. (C) Staff will investigate each accepted,
		  complete application and submit a written report as provided by division (C) of
		  section 4906.07 of the Revised Code not less than fifteen days prior to the
		  beginning of public hearings. (1) The staff report for
			 an economically significant wind farm or major utility facility, excluding
			 those filed under paragraph (B) of this rule will describe the nature of the
			 investigation and contain recommended findings with regard to division (A) of
			 section 4906.10 of the Revised Code and all applicable rules contained in
			 Chapters 4906-1 to 4906-7 of the Administrative Code. (2) The staff report for
			 a major utility facility that is filed under paragraph (B) of this rule will
			 describe the nature of the investigation and contain recommended findings with
			 regard to divisions (A)(2), (A)(3), (A)(5), (A)(6), and (A)(7) of section
			 4906.10 of the Revised Code. (3) The staff report will
			 be filed by staff and become part of the official record in the case pursuant
			 to section 4906.07 of the Revised Code. (4) Copies of the staff
			 report shall be provided to the board members, the administrative law judge
			 assigned to the case, the applicant, all persons who have become parties to the
			 proceedings, and to any person upon request. (5) The chairperson shall
			 cause either a copy of such staff report or a notice of the availability of
			 such staff report to be placed in the main public library of each political
			 subdivision as referenced in division (B) of section 4906.06 of the Revised
			 Code. If a notice is provided, that notice shall state that an electronic or
			 paper copy of the staff report is available from staff (with instructions as to
			 how to obtain an electronic or paper copy) and available for inspection at the
			 board's main office. Staff will also maintain on the board's website
			 information as to how to request an electronic or paper copy of the staff
			 report. Upon request for a paper copy of the staff report, staff shall supply
			 the report without cost. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:11 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-07 | Service and publication of accepted, complete applications.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) Except as provided in paragraph (B)
		  of this rule: (1) Upon receipt of
			 notification from the chairperson that the standard certificate application is
			 complete, the applicant shall: (a) Serve a copy of the accepted, complete application,
				either electronically or by portable solid-state drive, on the chief executive
				officer of each municipal corporation, county, township, and the head of each
				public agency charged with the duty of protecting the environment or of
				planning land use in the area in which any portion of such facility is to be
				located. Hard copies shall be made available upon request. As used in this
				rule, "any portion" includes site or route alternatives as provided
				in rule 4906-3-05 of the Administrative Code. (b) Place a copy of the accepted, complete application or
				place a notice of the availability of such application in the main public
				library of each political subdivision as referenced in division (B) of 4906.06
				of the Revised Code. If a notice is provided, that notice shall state that an
				electronic or paper copy of the accepted, complete application is available
				from the applicant (with instructions as to how to obtain an electronic or
				paper copy), available for inspection at the applicant's main office,
				available for inspection at the board's main office, and available at any
				other sites at which the applicant will maintain a copy of the accepted,
				complete application. (c) Supply the board's staff with such additional
				copies of the accepted, complete application as the board's staff
				requires. (d) Supply the board with a certificate of its service of
				such accepted, complete standard certificate application, which shall include
				the name, address, and official title of each person so served, together with
				the date on which service was performed and a description of the method by
				which service was obtained. (e) Submit the application fee. (2) The applicant shall maintain on its
			 website, information as to how to request an electronic or paper copy of the
			 accepted, complete application. Upon request for a paper copy of the accepted,
			 complete application, the applicant shall supply the copy within five business
			 days and at no more than cost. (3) Proof of compliance with the
			 requirements of this rule shall be filed in the case. (B)  In the case of a standard
		  certificate application regarding a jurisdictional wind or solar facility, or
		  an application for a material amendment as defined in section 303.57 of the
		  Revised Code, not later than three days after the administrative law judge
		  determines the board's compliance determination pursuant to division (A)
		  of section 4906.31 of the Revised Code, the board shall provide a full and
		  complete copy of the application to each board of trustees and each board of
		  county commissioners of the townships or counties in which the facility is to
		  be located, in accordance with section 4906.31 of the Revised Code. In this
		  case, the applicant need not provide a copy of the application to those
		  entities under paragraph (A) of this rule. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:11 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-08 | Scheduling for accepted, complete applications and the effective date of filing.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) After the applicant has complied with
		  rule 4906-3-07 of the Administrative Code, the board or administrative law
		  judge shall file an entry in the case indicating the date on which the
		  accepted, complete application is deemed as filed. (B) Upon an accepted, complete
		  application being deemed filed, the board or administrative law judge shall
		  promptly fix the date(s) for the public hearing(s) and notify the
		  parties. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:11 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-09 | Public notice of accepted, complete applications.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) After filing an accepted, complete
		  application with the board, the applicant shall, in addition to the newspaper
		  publication requirement in division (C) of section 4906.06 of the Revised Code,
		  give two notices of the proposed utility facility. (1) The initial notice
			 shall be a written notice to those persons that received service of a copy of
			 the application pursuant to rule 4906-3-07 of the Administrative Code and each
			 owner and resident of a property that would contain or be crossed by the
			 proposed equipment, route, or facility or any proposed alternatives, and each
			 owner and resident of a property that would be adjacent to a property that
			 would contain or be crossed by the proposed equipment, route, or facility or
			 any proposed alternatives within fifteen days of the filing of the accepted,
			 complete application and shall contain the following information: (a) The name and a brief description of the proposed
				facility, including type and capacity. (b) A map showing the location and general layout of the
				proposed facility. (c) A list of officials served with copies of the accepted,
				complete application pursuant to rule 4906-3-07 of the Administrative
				Code. (d) A list of public libraries that were sent paper copies
				or notices of availability of the accepted, complete application, and other
				readily accessible locations (including the applicant's website and the
				website, mailing address, and telephone number of the board) where copies of
				the accepted, complete application are available for public
				inspection. (e) A statement, including the assigned docket number, that
				an application for a certificate to construct, operate, and maintain said
				facility is now pending before the board. (f) A statement setting forth the eight criteria listed in
				division (A) of section 4906.10 of the Revised Code used by the board to review
				an application. (g) Section 4906.07 of the Revised Code, including the time
				and place of the public and adjudicatory hearings. (h) Division (C) of section 4906.08 of the Revised Code,
				including the deadline for filing a notice of intervention or petition for
				leave to intervene as established by the board or administrative law
				judge. (2) The second public
			 notice shall be a written notice to those persons to whom the initial notice is
			 required to be sent pursuant to paragraph (A)(1) of this rule and shall be
			 published in newspapers of general circulation in those municipal corporations
			 and counties in which the chief executive received service of a copy of the
			 application pursuant to rule 4906-3-07 of the Administrative Code at least
			 seven days but no more than twenty-one days before the public hearing. The
			 notice shall be published with letters not less than ten-point type, shall bear
			 the heading "Notice of Proposed Major Utility Facility" in bold type
			 not less than one-fourth inch high or thirty-point type and shall contain the
			 following information: (a) The name and a brief description of the
				project. (b) A map showing the location and general layout of the
				proposed facility. (c) A statement, including the assigned docket number that
				an application for a certificate to construct, operate, and maintain said
				facility is now pending before the board. (d) The date, time, and location of the public and
				adjudicatory hearings. (e) A statement that the public will be given an
				opportunity to comment on the proposed facility. (f) A reference to the date of the first public
				notice. (B) Except as required by Revised Code,
		  inability or inadvertent failure to notify the persons or publish the notice
		  described in this rule shall not constitute a failure to give public notice,
		  provided substantial compliance with these requirements is met. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:12 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-10 | Proof of publication.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
			
				Effective: 
				December 11, 2015 
			 
			
			
			 
		 
		
			
			
				(A) The applicant shall file a copy of the initial notice with the board within fourteen days after the notice is sent. (B) The applicant shall provide proof of the second public notice to the board at least three days before the public hearing by filing a copy of the notice sent to persons pursuant to rule 4906-3-09 of the Administrative Code and providing either a copy of the entire date-marked newspaper page that contains the actual notice or copy of the proof of publication from the newspaper(s) in which the notice was published. (C) Inadvertent failure of service on, or notice to, any of the persons entitled to receive service pursuant to the requirements for this chapter, may be cured pursuant to orders of the board or the administrative law judge, designed to afford such persons adequate notice to enable their effective participation in the proceeding. In addition, the board or the administrative law judge may, after filing, require the applicant to serve notice of the accepted, complete application or copies thereof, or both, upon such other persons, and file proof thereof, as the board or the administrative law judge considers appropriate. 
			
			
			
			
				
					
						Last updated June 17, 2024 at 11:04 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-11 | Amendments of accepted, complete applications and of certificates.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) The applicant shall submit to the
		  board any applications for amendment to a pending accepted, complete
		  application in accordance with rule 4906-3-06 or 4906-6-06 of the
		  Administrative Code. (1) Each application for
			 amendment shall specifically identify the portion of the pending accepted,
			 complete application which has been amended. (2) The applicant shall
			 serve a copy of the application for amendment upon all persons previously
			 entitled to receive a copy of the application, and shall supply the board with
			 proof of such service. (3) The applicant shall
			 place a copy of such application for amendment or notice of its availability in
			 all libraries consistent with rule 4906-3-07 of the Administrative Code, and
			 shall supply the board with proof of such action. (4) Upon review, the
			 board or the administrative law judge may require such additional action as is
			 determined necessary to inform the general public of the proposed amendment,
			 including, but not limited to: (a) Ordering the applicant to issue public notice pursuant
				to rule 4906-3-09 of the Administrative Code. (b) If a hearing is required, the hearing may be postponed
				on the pending, accepted, complete application and/or application for amendment
				up to ninety days after receipt of said application for amendment. (5) Staff shall review
			 the application for amendment pursuant to paragraph (C) of rule 4906-3-06 of
			 the Administrative Code. (6) Unless otherwise
			 ordered by the board or administrative law judge, modifications to a proposed
			 route that are introduced into the record by the applicant during review of the
			 accepted, complete application and during the hearing process shall not be
			 considered amendments if such modifications are within the two thousand foot
			 study corridor and do not impact additional landowners by requiring easements
			 for construction, operation, or maintenance or appear to create further
			 additional adverse impacts within the planned right-of-way of the proposed
			 facility. Unless otherwise ordered by the board or administrative law judge,
			 modifications to the footprint of an electric power generation facility that
			 are introduced into the record by the applicant during review of the accepted,
			 complete application and during the hearing process shall not be considered
			 amendments if such modifications do not appear to create additional adverse
			 impacts to properties adjacent to or within the planned site, or adjacent to or
			 within the right-of-way of the proposed facility. (B) Applications for amendments to
		  certificates shall be submitted in the same manner as if they were applications
		  for a certificate. (1) Staff will review
			 applications for amendments to certificates pursuant to rule 4906-3-06 or
			 4906-6-06, as applicable, of the Administrative Code and make appropriate
			 recommendations to the board and the administrative law judge. (a) If the board, its executive director, or the
				administrative law judge determines that the proposed change in the certified
				facility would result in any material increase or any environmental impact of
				the certified facility or a substantial change in the location of all or a
				portion of such certified facility other than as provided in the alternates set
				forth in the application, then a hearing shall be held in the same manner as a
				hearing is held on a certificate application. (b) If the board, its executive director, or the
				administrative law judge determines that a hearing is not required, as defined
				in paragraph (B)(1)(a) of this rule, the applicant will be directed to take
				such steps as are necessary to notify all parties of that
				determination. (2) The applicant
			 shall: (a) Serve a copy of the application for amendment to a
				certificate upon: (i) The persons entitled
				  to service pursuant to rule 4906-3-07 or 4906-6-07 of the Administrative Code,
				  as applicable. (ii) All parties to the
				  original certificate application proceedings. (iii) Any property
				  owner(s) and residents along the new route. (b) File with the board proof of service and, if required,
				proof of notice pursuant to this chapter. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:12 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-12 | Application fees and board expenses.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) The board's expenses associated with the review, analysis, processing, and monitoring of applications made pursuant to Chapters 4906-1 to 4906-7 of the Administrative Code shall be borne by the person submitting the application. The board's expenses shall also include all expenses associated with monitoring, construction, and operation of the facility to assure compliance with certificate conditions. Changes in fee amounts and the assessment of compliance expenses as described in this rule apply to applications filed after the effective date of this rule amendment, and any changes in fee structure shall not increase fees for projects that have obtained a certificate or already filed an application with the board prior to the effective date of this amendment.  (B) Application fees submitted to the board shall be utilized for all identifiable expenses, as described in paragraph (A) of this rule. (C) The application fee to initiate the review of a standard certificate application shall be ten thousand dollars, which shall be paid at the time that a case for a standard certificate application is opened by an applicant. The standard certificate application fee will be applied against all costs incurred by the board in processing the applicant's case prior to the time of issuance of a letter accepting the application as complete and in compliance with board rules. (D) Application fees for the board's expenses following the determination that an application is complete shall be determined as follows: (1) For a single or multiple unit electric power generation plant and associated facilities, or substantial additions thereto, the fee is the product of fifty cents times the maximum kilowatt electric capacity, as determined by the estimated net demonstrated capability of the highest capacity alternative. The maximum application filing fee shall be one hundred fifty thousand dollars . (2) For a gas pipeline and associated facilities or an electric power transmission line and associated facilities shall consist of an amount based on the estimated construction cost of the most costly alternative route as follows:  | Construction cost | Fee |  | up to - $500,000 | $10,000 |  | $500,000 - 1,000,000  | $25,000 |  | 1,000,001 - 2,000,000 | $35,000 |  | 2,000,001 - 5,000,000 | $50,000 |  | 5,000,001-up | One percent of the estimated cost of the preferred route, not to exceed $85,000  |  
 (E)  After accepting an application as complete, the chairperson, using paragraph (D) of this rule, shall determine the amount of the application filing fee, advise the applicant of the fee amount, and advise the applicant that it is payable upon filing the accepted, complete application. (F) Board expenses associated with a preapplication conference will be included as part of the application review expenses. If the applicant fails to file an application within twelve months of the preapplication conference, the chairperson shall invoice the applicant for the expenses the board incurred as a result of the preapplication conference. (G)  If an associated transmission substation is included in the application for an electric transmission line, the application fee for the substation shall be calculated separately and added to the filing fee for the transmission line. (H) The application filing fee for an amendment to a certificate shall be paid by the applicant upon filing the amendment application, and consist of: (1) An amount based on the estimated construction cost of the amended portion of the facility as follows: | Construction cost | Fee |  | up to - $500,000 | $3,000 |  | $500,000 - 1,000,000 | $6,000 |  | 1,000,001 - 2,000,000 | $9,000 |  | 2,000,001 - 5,000,000 | $12,000 |  | 5,000,00 - 25,000,000 | $15,000 |  | 25,000,001 - 50,000,000 | $18,000 |  | 50,000,001 - 75,000,000 | $21,000 |  | 75,000,001 - up | $24,000 |  
 (I) If the chairperson determines that the application fee paid under paragraph (D) or (H) of this rule will not be adequate to pay for the board's identifiable expenses as described in paragraph (A) of this rule, the chairperson may charge the applicant a supplemental application fee in an amount necessary to cover such expenses. (J) For purposes of this rule, "construction cost" shall include all costs of the project including rights-of-way, land acquisition, clearing, material and equipment, erection of the facility and any other capital cost applicable to the project. (K) Board expenses for the resolution of jurisdictional issues, and all other incidental services will be invoiced at cost. Payment shall be due upon receipt of an invoice. (L) The board shall publish annually a report accounting for the collection and expenditure of fees. The annual report shall be published not later than the last day of June of the year following the calendar year to which the report applies. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:12 AM 
					
				 
			
		
		
	 
					 
				 
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							Rule 4906-3-13 | Construction and operation.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) The applicant shall notify the board
		  , through timely filings made in the docket of the case, of the date on which
		  construction will begin, the date on which construction was completed, and the
		  date on which the facility began commercial operation. (B) The certificate shall become invalid
		  if the applicant has not commenced a continuous course of construction of the
		  proposed facility within five years of the date of issuance of the
		  certificate. (C) An applicant may seek review of a
		  proposed modification(s) of a certificated facility by filing the proposed
		  modification(s) in the public docket of the certificate case and by providing
		  written notification of such filing to staff and all owners and residents of
		  each property that would hold the proposed modified facility, or a portion of
		  the proposed modified facility, or would require an easement for the proposed
		  modified facility. The applicant shall also send a letter to the owner and
		  resident of each property that is separated by a distance of less than forty
		  feet from the aforementioned properties. Unless otherwise ordered by the board
		  or administrative law judge, modification(s) shall not be considered amendments
		  to the certificate if such modification(s) would be minimal in nature and would
		  be adequately addressed by the conditions of the certificate. The
		  applicant's written notification shall reference, and include a copy of,
		  paragraph (D) of this rule. In the filing submitted in the public docket, the
		  applicant shall present its rationale as to why the applicant is seeking the
		  proposed modification(s) and shall demonstrate that the proposed
		  modification(s) would be minimal in nature and would be adequately addressed by
		  the conditions of the certificate. Staff or any interested person may file
		  objections to the applicant's proposal within twenty-one days. If no
		  objections are filed within the twenty-one day period, the applicant may
		  proceed with the proposed modification(s). If objections are filed within the
		  twenty-one day period, the board's staff may subsequently docket its
		  recommendation on the proposal. The board will process proposed modification(s)
		  with filed objections under the suspension process set forth for accelerated
		  applications as outlined in rule 4906-6-09 of the Administrative Code. The
		  applicant may start or continue construction activities during review of a
		  proposed modification on any portion or segment of the certificated facility
		  that is not impacted by the proposed modification. (D) Within sixty days after the
		  commencement of commercial operation, the applicant shall submit on the docket
		  of its certificate case a copy of the as-built drawings, subject to any
		  redactions pertaining to critical energy infrastructure information and other
		  facility information protected from public disclosure, for the entire facility.
		  The applicant also shall use reasonable efforts to provide to the board's
		  staff as-built drawings in both hard copy and as geographically-referenced
		  electronic data. (E) Within six months of commencement of
		  operation of the facility, the applicant shall register the as-built locations
		  of the underground electric lines or gas pipelines referenced in the
		  application with the Ohio utilities protection service. The applicant shall
		  also register with the Ohio oil and gas producers underground protection
		  service, if it operates in the project area. Confirmation of registration(s)
		  shall be filed on the docket of the certificate case. (F) Proof of condition compliance shall
		  be provided to staff and filed in the case docket, subject to any protective
		  treatment authorized by board staff or an administrative law judge, in
		  accordance with the timelines established in each respective
		  condition. 
			
			
			
			
				
					
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							Rule 4906-3-14 | Preconstruction requirements.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				(A) Prior to commencement of any
		  construction activities, the applicant shall inform affected property owners
		  and residents of the nature of the project, specific contact information of
		  personnel who are familiar with the project, the proposed schedule for project
		  construction and restoration activities, and a complaint resolution process.
		  Notification to affected property owners and residents shall be given at least
		  seven days prior to work on the affected property. (B) Prior to commencement of any
		  construction activities for a standard certificate application, the applicant
		  shall conduct a preconstruction conference. Staff, the applicant, and
		  representatives of the prime contractor and all subcontractors for the project
		  shall attend the preconstruction conference. The conference shall include a
		  presentation of the measures to be taken by the applicant and contractors to
		  ensure compliance with the certificate, and discussion of the procedures for
		  on-site investigations by staff during construction. Prior to the conference,
		  the applicant shall provide a proposed conference agenda to staff. The
		  applicant may conduct separate preconstruction conference for each stage of
		  construction. (C) At least thirty days prior to the
		  preconstruction conference, the applicant shall:  (1) Submit to staff and
			 on the docket of the certificate case one set of engineering drawings of the
			 final project design, including associated facilities and construction access
			 plans, subject to any redactions pertaining to critical energy infrastructure
			 information and other facility information that is protected from public
			 disclosure. The engineering drawings shall be sufficiently detailed and
			 complete, so that staff can determine that the final project design is in
			 compliance with the certificate. The final project layout shall be provided to
			 staff in hard copy and as geographically-referenced electronic data. The
			 drawings shall include references at the locations where the applicant and/or
			 its contractors must adhere to a specific avoidance or mitigation measure in
			 order to comply with the certificate. (2) Submit to staff, for
			 review and acceptance, mapping in the form of PDF and geographically referenced
			 electronic data (such as shapefiles or geodatabases) based on final engineering
			 drawings to confirm that the final design is in compliance with the certificate
			 would be sited as certificated. Mapping shall include the limits of
			 disturbance, permanent and temporary infrastructure locations, areas of
			 vegetation removal and vegetative restoration as applicable, and specifically
			 call out any adjustments made from the siting detailed in the application and
			 any associated amendments. (D) Prior to commencement of construction
		  of any electric generation project or associated facilities, the applicant
		  shall provide on the docket of the case a copy of a signed interconnection
		  service agreement. (E) At least seven days prior to a
		  preconstruction conference, the applicant shall file a table listing each
		  preconstruction condition deliverable, the corresponding condition number,
		  status of compliance, and date on which the compliance was filed. 
			
			
			
			
				
					
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							Rule 4906-3-15 | Change in corporate structure.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				Within thirty days of any change to the corporate
		structure to the immediate owners of a certificate holder, the certificate
		holder shall notify the board of such change by filing notification of the
		change in the case docket in which the certificate was granted. 
			
			
			
			
				
					
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							Rule 4906-3-16 | Change in certificate holder.
						
					
					  
					
						
	
	
	
	
	
	
	
	
		
		
			
			
				At the board's discretion, any certificate
		granted by the board may be transferred to another person, subject to the
		requirement that the person agrees to comply with the terms, conditions, and
		modifications contained within the certificate. An application for board
		approval of a transfer of a certificate shall be made by filing a request for
		certificate transfer in the docket of the case in which the certificate was
		granted. Both persons shall indicate, either in a joint filing or separate
		filings, their agreement to the transfer, subject to the requirements of this
		rule. Unless otherwise ordered by the board or an administrative law judge, the
		transfer is deemed approved, and the effective date of the transfer of the
		certificate will be on the thirtieth day after the filing that requests the
		certificate transfer. 
			
			
			
			
				
					
						Last updated May 30, 2024 at 9:14 AM 
					
				 
			
		
		
	 
					 
				 
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